Clinical Description
SOX2 disorder comprises a phenotypic spectrum that can include anophthalmia and/or microphthalmia, brain malformations, developmental delay / intellectual disability, esophageal atresia, hypogonadotropic hypogonadism (manifest as cryptorchidism and micropenis in males, gonadal dysgenesis infrequently in females, and delayed puberty in both sexes), pituitary hypoplasia, postnatal growth delay, hypotonia, seizures, and spastic or dystonic movements.
To date, 174 individuals from 157 families have been identified with SOX2 disorder [Williamson & FitzPatrick 2014, Gorman et al 2016, Dennert et al 2017, Blackburn et al 2018]. The following descriptions are based on these key reports, together with all other published cases and the authors' unpublished data.
Table 2.
Select Features of SOX2 Disorder: Frequency of Human Phenotype Ontology (HPO) Terms
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Frequency of Phenotypic Feature in Case Reports (n=38) | HPO Term | HPO Term Frequency 1 in Case Reports (n=38) |
---|
Highly frequent
| Anophthalmia | 92 |
Microphthalmia | 37 |
Micropenis | 22 |
Seizures | 21 |
Cryptorchidism | 16 |
Developmental delay | 15 |
Dystonia | 12 |
Moderately frequent
| Generalized hypotonia | 8 |
Hypoplasia of corpus callosum | 8 |
Motor delay | 7 |
Fever | 7 |
Coloboma | 7 |
Optic nerve hypoplasia | 7 |
Frontal bossing | 7 |
Spastic diplegia | 7 |
Feeding difficulties | 6 |
Wide nasal bridge | 6 |
Short stature | 6 |
Arachnoid cyst | 6 |
Growth delay | 6 |
Cataract | 6 |
Less frequent
| Hydrocephalus | 5 |
Delayed puberty | 5 |
Esophageal atresia | 5 |
Hypertelorism | 5 |
Short palpebral fissure | 5 |
Delayed speech & language development | 5 |
Data were extracted from full text case reports exclusively describing SOX2 disorder (n=38) using exact string matching. The Human Phenotype Ontology (HPO) enables use of precise, standardized, computationally accessible terms to describe phenotypic abnormalities. The ontology structure describes the relationship of terms to each other [Köhler et al 2019]. HPO terms that appear fewer than four times were excluded.
- 1.
Frequency refers to the number of times the term was used in all included case reports.
Bilateral anophthalmia and/or microphthalmia.
SOX2 eye defects are usually bilateral, severe, and apparent at birth or on routine prenatal ultrasound examination. The degree of visual impairment is usually severe and consistent with the degree of structural abnormality in the eye. In general, retina tissue that is present has some functional activity. For example, even in extreme microphthalmia, functional retinal tissue can give some light/dark perception with or without color perception.
In the 174 individuals reported (114 individuals reviewed by Williamson & FitzPatrick [2014] plus 60 individuals reported subsequently), 76 (44%) had bilateral anophthalmia, 23 (13%) had anophthalmia with contralateral microphthalmia, and 20 (12%) had bilateral microphthalmia. The remaining individuals have a wide spectrum of eye malformations including the following:
Unilateral anophthalmia or microphthalmia and a normal eye
Unilateral anophthalmia with cataract in the contralateral eye
Unilateral microphthalmia with coloboma or iris defect in the contralateral eye
Bilateral or unilateral coloboma
Optic nerve hypoplasia or aplasia
Bilateral or unilateral congenital aphakia
Cataract
Retinal dysplasia
Anterior segment dysgenesis (including sclerocornea or microcornea)
Refractive error
Thirteen individuals with loss-of-function SOX2 variants had bilateral structurally normal eyes. Seven had no ocular defects noted and six had mild ocular defects, including the following:
A monozygotic twin with tracheoesophageal fistula and unilateral reduced palpebral fissure whose twin had unilateral anophthalmia as part of anophthalmia-esophageal atresia-genital abnormalities (AEG) syndrome [
Zenteno et al 2006];
A sibling fetus in a family with AEG syndrome, with brain anomalies and 11 rib pairs [
Chassaing et al 2007];
A woman with intellectual disability, corpus callosum agenesis, hypogonadotropic hypogonadism, vaginal agenesis, and spastic paraparesis [
Errichiello et al 2018];
A mother (with either heterozygosity or a high level of mosaicism of the
SOX2 pathogenic variant) with isolated hypogonadotropic hypogonadism who, following assisted conception, had two children with anophthalmia or microphthalmia and coloboma [
Stark et al 2011];
Two individuals identified in an intellectual disability cohort with mild microcornea, delayed speech and walking, esophageal stenosis, hearing deficits and mild facial hypoplasia in one; and strabismus, delayed speech, dystonic movements and spastic diplegia, hypogonadotropic hypogonadism, and corpus callosum and hippocampus malformation in the other individual [
Dennert et al 2017];
Three individuals with mild ocular defects (esotropia, macro excavated optic disc, or thin retinal layer) and a combination of developmental delay, seizures, hypotonia or dystonia, tracheoesophageal fistula, suprasellar teratoma, and gonadal dysgenesis [
Shima et al 2017,
Blackburn et al 2018,
Pilz et al 2019];
Four individuals, one of whom had a
de novo SOX2 frameshift variant and a phenotype of severe developmental delay, hypotonia, and facial dysmorphism with no ocular defects (see
DECIPHER).
Anterior pituitary hypoplasia. The majority of affected individuals have some evidence of hypothalamic-pituitary axis dysfunction when detailed measurement of growth hormone and gonadotropins is undertaken [Tziaferi et al 2008]. Identification of significant dysregulation of the hypothalamic-pituitary-adrenal axis is particularly important to ensure that appropriate glucocorticoid supplementation is provided during periods of physiologic stress.
Genital abnormalities. In males, micropenis and cryptorchidism (often a manifestation of congenital hypogonadotropic hypogonadism) are common. Occasionally hypospadias is observed.
In females, malformations are less frequent and can include hypoplastic or hemi-uterus, ovary or vaginal agenesis, and vaginal adhesions [Errichiello et al 2018].
Dystonia and spasticity. Status dystonicus (a movement disorder emergency in which there is prolonged, generalized, intense, and painful muscle contraction) was originally reported in individuals with bilateral anophthalmia and a specific variant (see Genotype-Phenotype Correlations and Table 7) [Gorman et al 2016]; however, other variants, including the most common SOX2 variant, were subsequently associated with this feature in two individuals with bilateral anophthalmia or bilateral optic disc abnormality [Martinez & Madsen 2019, Pilz et al 2019].
A minority of affected individuals develop early continual dystonic posturing that is similar to that seen in dystonic cerebral palsy but without evidence of basal ganglia injury on neuroimaging. These children should be considered at risk for status dystonicus, which can be triggered by any major physiologic stress and can lead to protracted periods of hospitalization and critical care.
Spasticity, including diplegia, paraparesis, or quadriparesis was reported in 13 individuals. One of these individuals, who also had a dystonic movement disorder and unilateral strabismus as the only eye defect, had a 1.6- to 2-megabase (Mb) deletion encompassing SOX2 [Dennert et al 2017].
Delayed motor development was reported in the majority of affected children; the age of achieving independent walking ranged from 12 months to four years, although some individuals never achieve independent ambulation.
Intellectual ability is highly variable, ranging from normal to profound learning disability, with the majority having moderate learning disability. The degree of learning disability is not predictable by pathogenic variant type or presence or absence of eye involvement [Dennert et al 2017, Blackburn et al 2018, Errichiello et al 2018].
Seizures were observed in 22 individuals. Information on exact seizure type is limited, but most appeared to be grand mal tonic-clonic seizures that appeared in early childhood and responded well to standard anticonvulsant medication.
Sensorineural hearing loss. Seven children had apparently nonprogressive moderate sensorineural hearing loss requiring hearing aids.
Esophageal atresia with or without tracheoesophageal fistula. Esophageal atresia or stenosis was reported in nine and three individuals, respectively. Tracheoesophageal fistula was seen in the presence or absence of esophageal atresia. As these features can be present in children without severe structural eye defects [Zenteno et al 2006, Dennert et al 2017], they are not restricted to individuals with the full AEG syndrome [Williamson et al 2006].
Additionally, feeding difficulty or gastroesophageal reflux was observed in multiple individuals.
Nomenclature
Microphthalmia-anophthalmia-coloboma (MAC) was used as an umbrella term for the spectrum of severe eye malformations in early publications describing SOX2 eye disorders. This may be an inappropriate acronym, as it implies that coloboma is an intrinsic part of all microphthalmia, which is not the case: coloboma has been reported but is not a common feature.
Each of the hypothetic explanations for the embryonic origin of the small or missing eyes associated with SOX2 pathogenic variants predicts a different spectrum of clinical phenotypes.
If the primary defect is in the mechanism of optic fissure closure, the predicted order of severity would be iris coloboma, choroidal/retinal coloboma, microphthalmia with coloboma or orbital cyst, and anophthalmia.
If lens induction is impaired, the predicted clinical spectrum would be congenital cataract > microphthalmia > anophthalmia.
If the main effects of SOX2 are in retinal differentiation, the predicted clinical manifestations would be retinal dystrophy > microphthalmia.
It is also possible that complete failure of optic vesicle formation results in anophthalmia without optic nerve formation.
It is not yet clear which of these spectra are associated with SOX2 eye disorders, as most affected individuals have very small or absent eyes, which are thus morphologically unclassifiable. Optic fissure closure defects have been reported but are not a common feature.
Anophthalmia-esophageal atresia-genital abnormalities (AEG) syndrome was previously reported to be a distinct disorder, but is now known to be associated in some individuals with heterozygous pathogenic loss-of-function variants in SOX2 [Williamson et al 2006, Zenteno et al 2006]; thus, it appears that esophageal atresia with or without tracheoesophageal fistula is a feature of SOX2 disorder and not a separate condition. This is consistent with the known expression of SOX2 in the endoderm and genital ridge during development of chick and mouse embryos.