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Saunders M, Barr B, McHale P, et al. Key policies for addressing the social determinants of health and health inequities [Internet]. Copenhagen: WHO Regional Office for Europe; 2017. (Health Evidence Network Synthesis Report, No. 52.)

Cover of Key policies for addressing the social determinants of health and health inequities

Key policies for addressing the social determinants of health and health inequities [Internet].

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3. DISCUSSION

3.1. Strengths and limitations

The policy options outlined in this review were derived from recommendations made by several intergovernmental and international organizations. They indicate potential mechanisms for improving child development, fair employment and decent work, social protection and the living environment. Official publications of international and intergovernmental organizations were considered reliable sources of policy options because they are generally based on detailed evidence reviews and/or expert panel methods, with clear referencing of the underlying evidence. However, the strength of the evidence underlying the recommendations was not assessed in this review, and this is likely to vary for each policy option. As all of the outlined policy options are complex social interventions, and therefore difficult to evaluate, there may be limited high-quality evidence of their impact. Where evidence is available, it is likely to be highly context dependent, thus limiting generalizability. The intergovernmental organizations making these recommendations include WHO European Member States and these organizations have extensive experience of policy implementation in these countries; consequently, their recommendations are likely to be appropriate and feasible. This report is not a systematic review of all the research evidence, and national policy documents or documents not in English were not reviewed. It is likely, therefore, that other evidence-informed policy options (as well as other policy options for which there is currently insufficient evidence) were not included in the reviewed documents. The focus was on policy options with a direct impact on social determinants of daily living conditions in the short to medium term. Other, broader national and international policy actions that influence structural inequities over the longer term, such as free trade agreements, progressive taxation and political participation, were not included in this review. However, these will be important for sustained improvements in the social determinants of health and health inequalities.

3.2. Policy considerations

This review brings together and discusses policy options from a wide range of intergovernmental policy frameworks and recommendations relevant to action on the social determinants of health. The Review of social determinants and the health divide in the WHO European Region, the review by the Commission on the Social Determinants of Health and other reviews (10,13,19) highlight the evidence for action for improvements in four key policy areas:

  • early child development;
  • access to fair employment and decent work;
  • social protection through social cash transfers; and
  • the living environment.

Improvements in these areas are most likely to contribute to the Health 2020 strategic objective of improving health for all and reducing health inequities through action on the social determinants of health (7). But what are the specific policy options for acting in these four areas? That is the question this review seeks to answer.

3.2.1. Improving early child development

Policy frameworks from across sectors indicate that governments have several options for improving child development, including increasing the coverage and quality of early years care and education through increasing investment proportionate to need, involving parents and communities in provision and improving staff training and care standards. Child poverty can be reduced through implementing social protection measures, supporting parents into employment and promoting gender equality in employment and education.

3.2.2. Improving access to fair employment and decent work

This review found that governments need to act on both demand and supply factors to achieve fair employment and decent work. Various mechanisms are outlined that can be used to increase investment in more disadvantaged areas for improving infrastructure and health and social services, developing skills and creating more jobs. As a major employer and key player in the local economy, the health sector has a crucial role to play in many of these actions. Effective ALMPs are likely to promote employment through developing high-quality vocational training, providing start-up finance for small businesses in deprived areas and integrating employment support for people with chronic illness and disabilities. Working conditions can also be improved through better worker representation, effective health and safety legislation, extended employment rights (including an adequate minimum wage) and improved management practices.

3.2.3. Improving social protection through social cash transfers

Improving and sustaining social protection coverage are recognized as major policy goals across many sectors. The policy frameworks considered in this review indicate that social cash transfer schemes are a feasible way to reduce poverty and its consequences in countries at all income levels. The ILO has described several approaches for increasing investment in social transfer schemes. The effectiveness of such schemes can be improved by increasing coverage, adequacy and uptake, while ensuring an effective combination of universal and targeted approaches with the appropriate use of conditionality. Actions are highlighted to improve the coordination of social transfer schemes to make them as simple and efficient as possible for the beneficiaries.

3.2.4. Improving the living environment

The impact of poor housing, air pollution and climate change can be ameliorated through regulatory, planning and investment actions. Access to quality affordable housing can be enhanced by acting to ensure legal security of tenure, minimum housing standards and actions to increase the availability and quality of affordable housing. To mitigate the effects of climate change on health, countries need to ensure that health is central to climate change policy through health and health equity impact assessments and that climate change is considered in health policy. This includes strengthening early warning and preparedness systems for extreme weather events and disease outbreaks and raising awareness about climate change. Effective urban planning and air quality legislation can have benefits in terms of health, climate change and pollution by promoting cleaner, healthier and more energy-efficient transport and housing.

3.3. Multisectoral action

There are multiple interactions and intersections between the four policy themes:

  • actions to improve child development rely on effective social protection measures;
  • actions to promote child development and improve social protection include investment in human capital to promote educational attainment, economic growth and employment;
  • actions to promote employment and decent work can reduce demand for social cash transfers; and
  • investment in housing and other infrastructure can have benefits for economic growth and decent work.

Inappropriate economic developments could, however, have negative impacts on climate change and the environment, while green development can lead to environmental improvements. Gender equality has an important impact across the social determinants of health and is the key to improving child development and employment and working conditions.

Implementing the policy options described in this review will support Member States of the WHO European Region to achieve the Health 2020 strategic objective of improving health for all, will reduce health inequities and will contribute to SDG 3 (healthy lives and well-being); it will also contribute to many other SDGs and their specific targets. Actions across the four policy themes in this review are fundamental to social investment, directly contributing to SDG 1 (no poverty), SDG 2 (zero hunger), SDG 4 (quality education), SDG 5 (gender equality), SDG 8 (decent work and economic growth), SDG 9 (industry, innovation and infrastructure), SDG 10 (reduced inequalities) and SDG 11 (sustainable cities and communities). Table 1 outlines the specific SDG targets likely to be addressed through the policy options across the four identified themes of this review.

Table 1.. SDG indicators addressed by each of the four policy option themes.

Table 1.

SDG indicators addressed by each of the four policy option themes.

The identified policy options can be implemented in isolation but integrating support across sectors will have the most impact on health and across SDGs. Effective and integrated delivery of the outlined policy options across sectors will depend on achieving the second Health 2020 strategic objective: improving leadership and participatory governance for health (7). To improve governance and delivery of multisectoral action for health (see Annex 4), governments are recommended to:

  • promote inclusion and transparency in decision-making for health and health equity);
  • develop a comprehensive strategy to tackle the social determinants of health and health inequities across the whole of government and whole of society;
  • develop equity-focused approaches to planning, budgeting and resource allocation;
  • strengthen health information systems (measure and monitor the social determinants of health and health equity, and assess the impacts of policy actions); and
  • ensure policies are evidence informed and that systems are put in place to evaluate the implementation and outcomes of policy options so that they can be refined.

Multisectoral action can be enabled by establishing common goals and mechanisms for coordination across government departments and levels of government (e.g. central, regional, municipal). Knowledge translation platforms, such as EVIPNet (Evidence-informed Policy Network), and strong health information systems supported through the WHO Health Information Inititative can help in adapting policy options to local circumstances (138140). Defining the roles of organizations (e.g. ministries, specialized public agencies, nongovernmental organizations) and levels of government can enable integration and coordination of actions across sectors (90). Health and environmental, or integrated, impact assessments are also key tools for promoting multisectoral action (141).

3.3.1. Integrated children's health, education and social care services

Recognition that the social, educational and health care needs of children are closely intertwined has led to the development of models that integrate support for children across health, education and social care sectors (20). These offer integrated multidisciplinary services within easy reach of parents and families, usually in community centres and similar settings. Close links between service sectors at a local level allows for simpler, more targeted approaches to multisectoral working and referrals that can respond to the needs of local families. These models can be used to target services towards the most disadvantaged groups by siting the centres near to those with the greatest need.

3.3.2. Integrated social transfer systems and children's services

Additional benefits of strengthening the links between social cash transfer systems and other children's services sectors (e.g. through formal or informal agreements, partnerships, networks or co-location) include helping to address the multiple complex social problems faced by the most vulnerable children (90), supporting increased uptake of social transfers and strategies to tackle child poverty (20), increasing efficiency and saving resources (90), and supporting information-sharing between sectors about recipients of benefits and services to develop more effective integrated multisectoral working. Actions to reduce child poverty and improve child development are more effective when social transfers are combined with interventions that facilitate access to services, provide social care and support and are integrated across health, social care and education (Case study 15).

Case study 15.Leave No Child Behind project, North Rhine–Westphalia, Germany

In 2012, the State Government of North Rhine–Westphalia decided to focus on a preventive welfare policy to improve conditions of early child development and, together with the Bertelsmann Foundation, initiated the four-year Leave No Child Behind pilot project. This project was extended across the state starting from 2017 (115).

This initiative supports the establishment of local government-run “prevention chains” from prenatal to working-life transition age, providing support services across different sectors and along life-course trajectories. Support is provided by public institutions and community organizations. Within prevention chains, services are synchronized and coordinated to provide sustained assistance and support. There is also a strong focus on transition periods, such as the changeover from preschool to school (142).

3.3.3. Integrated social protection and decent work provision

Actions to improve social protection and access to fair employment and decent work are key pillars for social investment, as outlined in the European Commission's Social investment package, which requires the integration of policy actions on ECEC, ALMPs, education, health, social care and social protection (116). ALMPs need to be linked to social protection measures to ensure that people can maintain adequate incomes when they are out of work. Labour market disadvantage starts early in life, so actions to improve child development and education are crucial for improving the employment prospects of disadvantaged groups over the long term. Improving the employment conditions of women, in particular, contributes to reduced child poverty and improved child health. Poor health conditions are a major barrier to employment; consequently, the integration of health services with ALMPs and vocational rehabilitation services is essential (117). Regardless of whether social cash transfers are conditional or not, there is evidence that they are more effective when combined with educational, employment, health and social care services. This is particularly true of programmes that aim to address the economic and social vulnerabilities of women and children (90). Although there is a risk that social cash transfers might reduce employment incentives, ensuring links between social protection and ALMPs can help to promote higher rates of labour force participation (7).

3.3.4. Integrated housing and environmental policies

Housing and environmental policies also need to be integrated with actions in other sectors. The expansion and improvement of housing can drive economic growth by creating jobs and enabling workers to move for work, in addition to the social benefits of affordable housing provision. Investing in housing is known to have a large multiplier effect of generating income within the economy (118), thus providing a large SROI (12). For economic developments to be sustainable, housing developments need to be adequate planned and coordinated with improvements in services and transportation. The environmental impacts of new developments need to be carefully managed to maximize benefits for residents and mitigate climate change. Housing development, therefore, need to be integrated with economic, social, recreational and transportation policies to support the development of sustainable and health-promoting communities. There is also evidence that connecting the provision of low-income housing to social programmes such as employment and training advice for residents can increase their effectiveness (106).

3.4. Different country contexts

Although the policy options described are applicable to all Member States of the WHO European Region, the policy frameworks included in this review highlighted several dimensions that need to be considered in different country contexts. For example, the mixture of private and public sector organizations delivering ECEC services varies among countries. Evidence from the United Nations Children's Fund comparing direct public funding of ECEC with models in which parents purchase subsidized care indicate that publicly funded models demonstrate a better ability of governments to manage ECEC services nationally, better national quality, higher quality of training for workers and more equitable outcomes (25). In more mixed systems, the quality and provision of ECEC vary more widely.

When dividing the responsibility for ECEC between national and local levels of government, experience from the OECD suggests that devolving responsibility for ECEC provision to local government may widen inequities in access and quality between regions and perpetuate health inequities (25). Therefore, countries with mixed provision and devolved responsibilities have a greater need than their counterparts for robust national goal setting, regulations, programme standards, legislation and staffing criteria.

Suitable approaches for improving employment are likely to differ according to country context. Job search assistance may, for example, have limited impact where structural unemployment is high, there is a lack of demand for labour or there are high numbers of people working in the informal economy (63). Countries with high levels of unemployment and participation in informal work need to combine ALMPs with interventions to create new employment and increase regulation of the informal economy.

The ILO recommends careful consideration when setting a minimum wage, especially in low- and middle-income countries. It should be based on local evidence and take into account concerns that introducing a statutory minimum wage may reduce employment opportunities. Evidence suggests that the negative effects on employment are small for high-income countries but is less clear for lower income countries. This highlights the importance of monitoring the effects of new policies when they are introduced (88).

Although narrow targeting of social cash transfers can be ineffective in reducing poverty, there is often a trade-off between the amount of money that people receive and the number of people receiving transfers (90). Policy-makers may need to narrow eligibility criteria to ensure that those receiving the benefit receive a sufficient amount to lift them out of poverty. Although it is possible to increase the resources allocated to social transfer schemes, even in low-income countries, this may not always be politically feasible. The evidence reviewed here indicates that the additional costs of targeting (administrative, financial, psychosocial, behavioural, political) should be carefully appraised before deciding on alternative options for targeting (67).

© World Health Organization 2017.
Bookshelf ID: NBK453573

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