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Adam MP, Feldman J, Mirzaa GM, et al., editors. GeneReviews® [Internet]. Seattle (WA): University of Washington, Seattle; 1993-2024.

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Amyotrophic Lateral Sclerosis Overview

Synonym: Lou Gehrig Disease

, RN, MSN and , MD, DSc (hc).

Author Information and Affiliations

Initial Posting: ; Last Revision: September 28, 2023.

Estimated reading time: 37 minutes

Summary

The purpose of this overview is to increase the awareness of clinicians regarding genetic causes of amyotrophic lateral sclerosis (ALS) and related genetic counseling issues.

The following are the goals of this overview.

Goal 1.

Describe the clinical characteristics of ALS.

Goal 2.

Review genetic causes of ALS.

Goal 3.

Provide an evaluation strategy to identify the genetic cause of ALS in a proband (when possible).

Goal 4.

Inform genetic counseling of family members of an individual with ALS.

Goal 5.

Provide a high-level view of management of ALS.

1. Clinical Characteristics of ALS

Clinical Manifestations of ALS

Amyotrophic lateral sclerosis (ALS) is a progressive, fatal neurodegenerative disease involving both the brain and spinal cord. While it has traditionally been perceived to be a syndrome primarily affecting motor neurons, there is increasing recognition that additional areas within the frontal and temporal lobes are involved to varying degrees in a subset of individuals. In addition, other systems outside the nervous system may be involved, such as bone (Paget disease of the bone) and muscle (inclusion body myopathy). The location and extent of the degeneration determines the clinical picture, which by definition includes motor decline, and may include cognitive and/or behavioral symptoms as well. There is wide variability in presentation, progression, and survival [Hardiman et al 2017].

Motor Involvement

Motor symptoms occur as the result of degeneration of both upper and lower motor neurons. Upper motor neurons (UMNs), located in the motor cortex of the frontal lobe, send their axons through the great corticofugal tracts to the brain stem (corticobulbar neurons) and the spinal cord (corticospinal neurons) to influence patterned activity of the lower motor neurons (LMNs). Additional UMN influences on the LMN are carried over descending pathways of the brain stem. UMN signs in ALS include hyperreflexia, extensor plantar response, and increased muscle tone. LMNs, located in the brain stem and spinal cord, innervate striated muscle. LMN signs in ALS include weakness, muscle wasting (atrophy), hyporeflexia, muscle cramps, and fasciculations.

Early manifestations may vary, with affected individuals most often presenting with either asymmetric focal weakness of the extremities (stumbling or poor handgrip) or bulbar findings (dysarthria, dysphagia). Other findings may include muscle fasciculations, muscle cramps, and lability of affect, but not necessarily mood. A diagnostic feature of ALS, typically not seen in other neurodegenerative disorders, is the presence of hyperreflexia in segmental regions of muscle atrophy, unaccompanied by sensory disturbance.

At presentation, limb involvement occurs more often than bulbar involvement. Various subtypes of ALS have been identified:

  • "Progressive bulbar palsy," which presents with speech disturbance and swallowing difficulties
  • Limb-onset ALS
  • Progressive muscular atrophy, where lower motor neurons are primarily involved
  • UMN-predominant ALS

Neuropsychological Involvement

Recent studies of both the genetics and neuropathology of ALS have reinforced the understanding that while the syndrome of ALS by definition involves the motor system, wider frontotemporal degeneration may give rise to at least some degree of cognitive and behavioral dysfunction. White matter structural abnormalities in the frontal and temporal lobes of individuals with ALS who do not demonstrate evidence of cognitive decline have also been identified [Abrahams et al 2005].

It has been reported that upwards of 45% of individuals with ALS have some degree of cognitive impairment at some time during their illness [Raaphorst et al 2012, Beeldman et al 2016]. Several neuropsychological domains may be affected. The most common deficits are in executive function (demonstrated by difficulties with emotional and impulse control, flexible thinking, self-monitoring, planning and prioritizing, organization, task initiation, and working memory), verbal fluency, and social cognition (demonstrated by difficulties interpreting the emotional states of others and lack of insight in social situations) [Beeldman et al 2016].

Symptoms can range from mild to severe.

On the severe end of the spectrum, frontotemporal dementia (FTD), particularly the behavioral variant of FTD (bvFTD), marked by severe apathy and progressive declines in socially appropriate behavior, judgment, and self-control, as well as personality change, has been reported to range from 5% to 27% in various series [Raaphorst et al 2012]. However, a more recent Italian population-based study suggests that the incidence may be closer to 10% [Montuschi et al 2015], or perhaps close to 5%. Additionally, individuals with ALS with FTD (ALS/FTD) experience more language disturbance (difficulty with grammar and sentence and syntactic comprehension) than is generally associated with bvFTD alone [Saxon et al 2017]. Generally, visuospatial dysfunction is not present.

ALS/FTD tends to be associated with bulbar-onset ALS, with its incidence reported to be 39%-61% [Raaphorst et al 2012]. Either motor or neuropsychological manifestations may appear first in individuals with ALS/FTD. When features of ALS appear first, FTD becomes apparent on average 16 months later, whereas when features of FTD appear first, ALS becomes apparent on average 18 months later [Raaphorst et al 2012].

Individuals with ALS with milder neuropsychological manifestations may exhibit executive dysfunction and deficits in verbal and nonverbal fluency and concept formation early in the disease course, particularly in the presence of bulbar onset of disease [Schreiber et al 2005]. These more subtle manifestations may well be missed with routine mental status examination. Formal neuropsychological testing can be helpful in identifying subtle alterations, particularly alterations that may be masked by socially favorable traits such as empathy and optimism. These favorable traits, well known to specialists dealing with ALS, may lead to considerable bonding between the health care team and persons with ALS. Affected individuals are also generally well liked by their families, as social connections are retained and their "positive" attitudes are appreciated.

Course

Regardless of the initial manifestations, atrophy and weakness eventually spread to other muscles in additional regions. Oculomotor neurons are generally resistant to degeneration in ALS but may be affected in individuals with a long disease course, particularly when life is extended by ventilatory support. Once all muscles of communication and expression are paralyzed, the individual is "locked in." In some instances, eye movements may remain intact, allowing communication by way of special devices.

Death most often results from failure of the respiratory muscles, but other causes, such as pulmonary embolism or cardiac arrhythmias, may supervene.

Overall, ALS is a highly heterogeneous disorder with widely varying ages of onset, ranging from childhood to the ninth decade. Males are more commonly affected than females in a ratio of about 1.3/1. The mean age of onset in males is approximately 55 years, while females are most commonly affected in their mid-60s. Individuals with genetic forms of ALS tend to have an earlier onset of symptoms. Disease duration is similarly variable, ranging from months to several decades. About half of affected individuals expire within five years of symptom onset. Individuals (both male and female) younger than age 55 years at onset tend to survive longer [Magnus et al 2002].

Traditionally, ALS has been discussed in light of the individual's family history, with "familial ALS" indicating that two or more close relatives are known to be affected with ALS and "sporadic ALS" indicating that no other relatives are known to have ALS. As genetic research in ALS has evolved and the clinical use of genetic testing has increased, this terminology is shifting. In this GeneReview, "genetic ALS" refers to ALS caused by a pathogenic variant in a known ALS gene, regardless of family history. "ALS of unknown cause" will refer to ALS in which a pathogenic variant in a known ALS gene has not been identified, regardless of family history.

It is estimated that about 10%-15% of individuals with ALS have genetic ALS. Some of the genetic forms of ALS may confer particular clinical characteristics, although intra- and interfamilial variability of age at onset and disease progression is common (see Table 2a and Table 2b).

Establishing the Diagnosis of ALS

The diagnosis of ALS requires characteristic clinical features and specific findings on electrodiagnostic testing, as well as exclusion of other health conditions with related manifestations (see Differential Diagnosis of ALS). The most commonly employed consensus criteria for its diagnosis are the revised Escorial criteria [Brooks et al 2000]. Additional evaluation of electromyographic information as outlined in the Awaji criteria [de Carvalho et al 2008] may establish the diagnosis more quickly than the Escorial criteria alone. Due to variability in clinical presentation and the lack of biomarkers for the disease, it is not uncommon for several months to a year to pass from symptom onset to a firm diagnosis.

Clinical Features

The Escorial criteria (revised) [Brooks et al 2000] were developed to standardize diagnosis of ALS for research studies, while the Awaji criteria incorporate changes that allow earlier diagnosis. Although not all clinicians employ such stringent criteria, these are increasingly used in everyday practice. They include:

  • The presence of all of the following:
    • Evidence of lower motor neuron (LMN) degeneration by clinical, electrophysiologic, or neuropathologic examination
    • Evidence of upper motor neuron (UMN) degeneration by clinical examination
    • Progressive spread of symptoms or signs within a region or to other regions, as determined by history or examination
  • Together with the absence of both of the following:
    • Electrophysiologic or pathologic evidence of other disease processes that could explain the signs of LMN and/or UMN degeneration
    • Neuroimaging evidence of other disease processes that could explain the observed clinical and electrophysiologic signs

Clinical evidence of UMN and LMN signs in the four regions of the central nervous system (i.e., brain stem, cervical, thoracic, or lumbosacral spinal cord) can be obtained through detailed or focused history and physical and neurologic examinations.

The clinical diagnosis of ALS, without pathologic confirmation, may be categorized into various levels of certainty by clinical and laboratory assessment based on the revised Escorial criteria [Brooks et al 2000]:

  • Clinically definite ALS. The presence of UMN and LMN signs in three regions
  • Clinically definite familial, laboratory-supported ALS. Progressive upper and/or lower motor neuron signs in at least a single region (in the absence of another cause for the abnormal neurologic signs) in an individual with an identified ALS-causing variant
  • Clinically probable ALS. The presence of UMN signs and LMN signs in at least two regions with some UMN signs necessarily rostral to the LMN signs
  • Clinically probable, laboratory-supported ALS. Clinical signs of UMN and LMN dysfunction in only one region, or UMN signs alone present in one region, and LMN signs defined by electromyographic (EMG) criteria present in at least two limbs in an individual with an identified ALS-causing variant
  • Clinically possible ALS. Clinical signs of UMN and LMN dysfunction found together in only one region, UMN signs found alone in two or more regions, or LMN signs found rostral to UMN signs when the diagnosis of clinically probable, laboratory-supported ALS cannot be established
  • Clinically suspected ALS. A pure LMN syndrome

Electrodiagnostic Testing

Electromyography (EMG) can demonstrate electrophysiologic evidence of LMN involvement in clinically affected or clinically uninvolved regions. The Awaji consensus criteria [de Carvalho et al 2008] amend the Escorial criteria to allow electrophysiologic evidence of chronic neurogenic change in a given limb to be taken as equivalent to clinical evidence of involvement of that limb. Additionally, within the category of suspected ALS, the criteria propose equating fasciculation potentials with denervation. These changes make the Escorial category "clinical probable, laboratory-supported ALS" unnecessary.

Establishing Frontotemporal Spectrum Involvement

Level 1 of the revised Strong consensus ALS-frontotemporal spectrum disorder diagnostic criteria (2017) provides a framework appropriate for use in the clinical setting for establishing the extent of frontotemporal involvement in ALS. The Strong criteria propose a three-"axis" strategy for evaluation:

  • Axis 1. Defining the motor neuron disease variant using the Escorial criteria while incorporating the Awaji recommendations and testing for genetic variants known to cause ALS
  • Axis 2. Defining neuropsychological deficits:
    a.

    ALS with behavioral impairment (ALSbi): presence of apathy with or without behavior change OR presence of two non-overlapping supportive diagnostic features from the Raskovsky criteria [2011], which include disinhibition, inertia, loss of sympathy/empathy, perseverative/compulsive behaviors, hyperorality, and dysexecutive neuropsychological profile.

    b.

    ALS with cognitive impairment (ALSci): evidence of either executive dysfunction (including social cognition) or language dysfunction, or a combination of both. Executive impairment is defined as impaired verbal frequency (letter) OR impairment in two other non-overlapping measures of executive function, which may include social cognition.

    c.

    ALS with both behavioral and cognitive impairment (ALScbi): both criteria for ALSci and ALSbi are met.

    d.

    ALS/FTD: evidence of progressive deterioration of behavior and/or cognition by observation or history AND the presence of three behavioral/cognitive symptoms from Raskovsky criteria (2011) OR the presence of at least two behavioral/cognitive symptoms together with loss of insight and/or psychotic symptoms OR the presence of language impairment meeting criteria for semantic dementia / semantic variant of primary progressive aphasia (PPA) or nonfluent PPA.

  • Axis 3. Identification of any additional nonmotor manifestations, such as extrapyramidal signs, cerebellar or autonomic dysfunction, sensory impairment, and/or eye movement abnormalities

Neuropsychological Evaluation

The gold standard for neuropsychological evaluation is a neuropsychological examination administered by a neuropsychologist that includes an interview and a series of standardized tests that assess intelligence, executive function (including planning, abstraction, and conceptualization), attention, memory, language, perception, sensorimotor functions, motivation, mood state and emotion, quality of life, and personality style. Since this testing requires several hours and a specialized practitioner, it is generally not readily available in most clinical settings. Therefore, several tools have been developed that are appropriate for screening and brief assessments. The revised Strong criteria recommend use of the following:

  • Edinburgh Cognitive and Behavioral ALS Screen (ECALS). Designed for use by non-neuropsychology health professionals, the ECALS assesses a range of functions typically affected in ALS, such as fluency, executive functions, and language functions, in addition to functions that are not typically altered in ALS, including nonspecific memory and visuospatial functions. It includes a separate semistructured interview with an informant/caregiver that addresses the five key behavioral domains altered in FTD. The cognitive components of the test were designed to accommodate persons with verbal and motor disability [Abrahams et al 2014]. ECALS has been validated against standard neuropsychological testing, and good sensitivity and specificity (85% each) have been demonstrated [Niven et al 2015]. It is available at ecas.psy.ed.ac.uk.
  • ALS Cognitive Behavioral Screen (ALS-CBS). The ALS-CBS can be administered by any clinic staff member in about five minutes. Since responses can be written, spoken, or indicated by mouthing or eye movements or with assistive technology, it is useful in individuals with marked motor impairment. Scores at or below ten on the cognitive section, which addresses attention, concentration, working memory, fluency, and tracking, are reliably associated (100%) with diagnosis of FTD in persons with ALS/FTD diagnosed by comprehensive neuropsychological testing. The behavioral component is a 15-item Likert scale questionnaire completed by an informant/caregiver which addresses behavioral change since symptom onset. Scores ≤36 suggest behavioral impairment, while scores ≤32 suggest FTD [Woolley et al 2010]. The ALS-CBS is available at cp.neurology.org.

Pathologic Criteria

It is helpful to remember that both ALS and FTD are clinical diagnoses. Pathologic verification is required for either diagnosis to be considered definitive. See Bigio [2013] for a discussion of pathologic criteria.

Differential Diagnosis of ALS

Depending on the clinical presentation, several other hereditary and acquired conditions may need to be considered before establishing the diagnosis of ALS (Table 1). See Goutman [2017] for a diagnostic algorithm. For specific genetic disorders see Table 1.

Table 1.

Single-Gene Disorders of Interest in the Differential Diagnosis of ALS

Gene 1DisorderMOIClinical Features of Differential Diagnosis Disorder
Overlapping w/ALSDistinguishing from ALS
AR Spinal and bulbar muscular atrophy XLLMN signs: weakness, atrophy, fasciculations
  • No UMN involvement
  • Proximal weakness
  • Sensory involvement
  • Slowly progressive
  • Males only affected
  • May have gynecomastia, testicular atrophy, & ↓ fertility
BSCL2 BSCL2-related neurologic disorders 2ADUMN & LMN involvement
  • Slowly progressive
  • Abnormal vibration sense
  • Pes cavus
GBE1 Adult polyglucosan body disease ARUMN & LMN involvement, cognitive impairment
  • Slowly progressive
  • Distal sensory loss
  • Early neurogenic bladder
  • Cerebellar dysfunction
HEXA Chronic and adult-onset hexosaminidase A deficiency ARLMN > UMN involvement, possible cognitive impairment
  • Spinocerebellar degeneration
  • Dystonia
  • Slowly progressive
SMN1 Spinal muscular atrophy IV ARProximal > distal muscle weakness & atrophy
  • Onset typically in 2nd-3rd decade
  • No UMN involvement
  • Symmetric weakness & atrophy

AD = autosomal dominant; AR = autosomal recessive; LMN = lower motor neuron; MOI = mode of inheritance; UMN = upper motor neuron; XL = X-linked

1.

Genes are in alphabetic order.

2.

The spectrum of BSCL2-related neurologic disorders includes Silver syndrome and variants of Charcot-Marie-Tooth neuropathy type 2, distal hereditary motor neuropathy (dHMN) type V, and spastic paraplegia 17.

Other genetic disorders include the following:

  • The distal hereditary motor neuropathies, or Charcot-Marie-Tooth disease (CMT). See Charcot-Marie-Tooth Hereditary Neuropathy Overview.
  • The hereditary spastic paraplegias, or HSP. See Hereditary Spastic Paraplegia Overview.
  • Primary lateral sclerosis (PLS) refers to the presence of slowly progressive, uncomplicated signs of upper motor neuron disease in persons in whom all other known causes of spasticity have been eliminated. Controversy exists as to whether PLS is a separate disorder or a subtype of ALS. Upper motor neuron-predominant ALS has little, often late, involvement of LMNs. Adult-onset PLS is not known to be a genetic disorder, although at least a portion of juvenile-onset PLS is an autosomal recessive genetic condition that may present as a progressive ascending paralysis first noted in infancy [Strong & Gordon 2005]. Pathogenic variants in at least one gene (ALS2) are associated with both ALS and PLS (see Table 2b).

Acquired disorders include cervical spine disease, brain stem or spinal cord tumors, thyroid disorders, lead poisoning, vitamin B12 deficiency, multiple sclerosis, paraneoplastic syndrome with occult cancer, motor neuropathies, myasthenia gravis, myasthenic syndrome, and inclusion body myositis.

If there are UMN signs in the legs and LMN signs in the arms, cervical spondylosis with cervical stenosis should be considered as well. However, cervical spondylosis is common, so it may be identified concomitantly in individuals who have ALS.

Environmental exposures have long been suspected of contributing to development of ALS, particularly in the context of specific genetic backgrounds. Numerous studies have implicated a large number of environmental factors, ranging from place of residence, to work exposures, to athletic endeavors. Most of these studies have been small due to the relative rarity of available subjects and may suffer from methodologic limitations as well. In 2016 Belbasis et al examined 16 unique meta-analyses of ALS and various risk factors. They conclude that only one factor, chronic occupational exposure to lead, convincingly demonstrated a robust association with ALS. Less convincingly associated were exposures to farming and heavy metals other than lead, intake of β-carotene, and head injury. Weak associations were identified with n-3 fatty acid intake, extremely low-frequency electromagnetic field exposure, pesticide exposure, and uric acid level. Rural living, serum lipid levels, statin use, and smoking were not found to be associated with ALS [Belbasis et al [2016].

An excess of ALS cases has been reported in younger Gulf War veterans, particularly in the decade following the war [Haley 2003, Horner et al 2003]. Environmental exposures, including desert dust that contained cyanobacteria and β-N-methylamino-L-alanine (BMAA), have been posited to be the explanation [Cox et al 2009].

2. Genetic Causes of ALS

For the purposes of this GeneReview, individuals with "genetic ALS" are defined as those having a pathogenic variant in a known ALS gene, regardless of family history, while individuals with "ALS of unknown cause" are those who do not have a pathogenic variant in a known ALS gene, regardless of family history (see Clinical Manifestations, Course). GeneReviews does not use the term "sporadic" to refer to an individual with no known family history of a disorder; rather, the term "simplex case" refers to a single occurrence of a disorder in a family.

It is estimated that 10% of individuals with ALS have at least one other family member affected with ALS. Although the frequency of known genetic causes reported in such families ranges widely in various series, it is safe to say that the ALS genes that have been identified account for at least half of ALS that occurs in families with a history of more than one affected relative. Thirty genes implicated with varying degrees of certainty are presented below, with the four most robust and common genes presented in order of prevalence (Table 2a), followed by the remaining in alphabetic order (Table 2b).

Table 2a.

Genetic Amyotrophic Lateral Sclerosis: Most Common Genes and Associated Clinical Features

Gene% of:MOIAssociated Phenotype(s)Onset/PenetranceOther Clinical Features / Comments
ALS w/family historySimplex ALSALSALS/
FTD
FTDOther
C9orf72 (C9orf72- ALS/FTD)39%-45%3%-7%AD+++
  • PLS
  • PSP
  • Psychiatric symptoms
  • Parkinsonism
  • Chorea
  • 50% are symptomatic by age 58 yrs.
  • ~100% by 80 yrs
Assoc w/bvFTD
SOD1 (OMIM 105400)15%-20%3%AD
AR
+
  • 50% symptomatic by age 46 yrs 1
  • 90% by 70 yrs
1 report of cognitive involvement (assoc w/Ile113Thr variant) 2
FUS (OMIM 608030)~4%-8%Very rareAD+++Parkinsonism
  • Earlier average onset than SOD1-ALS & C9orf72-ALS
  • 50%-70% symptomatic by age 51
  • >90% by 71 yrs
  • ALS occurs w/or w/out mild cognitive impairment.
  • 1/3 of affected individuals have bulbar onset.
  • More common in Asian cohorts
TARDBP (TDP-43) (TARDBP-ALS-FTD)1%-4%YesAD+++Mean onset age 53.5 ±12 yrs

AD = autosomal dominant; ALS = amyotrophic lateral sclerosis; AR = autosomal recessive; bvFTD = behavioral variant of FTD; FTD = frontotemporal dementia; LMN = lower motor neuron; MOI = mode of inheritance; PLS = primary lateral sclerosis; PSP = progressive supranuclear palsy; UMN = upper motor neuron

1.

SOD1 variants other than p.Ala4Val may have a wide range of disease duration within the same family.

2.

Notable Variants

C9orf72. Expansion of a noncoding GGGGCC hexanucleotide repeat is causative. The exact repeat size that is pathogenic is not firmly established: >60 repeats is widely accepted, although >23 was deemed sufficient in recent meta-analysis [Iacoangeli et al 2019].

SOD1 (Note: Nomenclature of variants is gradually being adjusted to reflect inclusion of the first codon in identification of location [i.e., Ala4Val is now referred to as Ala5Val].)

  • p.Ala4Val is the most common North American variant and is associated with death within 12 to 18 months after symptom onset. ALS associated with this variant may be LMN predominant.
  • p.Asp90Ala. Heterozygous northern Swedish and Finnish individuals remain unaffected; homozygous northern Swedish and Finnish individuals develop autosomal recessive ALS. Individuals NOT of northern Swedish or Finnish origin who are heterozygous for this variant have a slowly progressive course and reduced penetrance, and may present with ataxia (compound heterozygotes have also been reported).
  • p.Ile113Tthr is associated with reduced penetrance, later onset, and longer survival [Lopate et al 2010].

FUS. The p.Ser513Pro and p.Arg514Ser variants are associated with later ages of onset (51-62 years) and p.Ser513Pro with longer disease duration (84-156 months) than other FUS variants [Akiyama et al 2016].

TARDBP (TDP-43). The variant p.Gly298Ser is associated with earlier onset and 24-month survival.

Table 2b.

Genetic Amyotrophic Lateral Sclerosis: Less Common Genes and Associated Clinical Features

Gene 1MOIAssociated Phenotype(s)Other Clinical Features / Comments
ALSALS/
FTD
FTDOther
ALS2 (ALS2-ALS2AR+PLS
  • ALS is UMN-predominant.
  • Onset from infancy to mid-childhood
  • Long course: bedridden by age 12-50
  • Not observed in adult-onset ALS
ANG (OMIM 611895)? AD 3++Parkinson disease
  • Phenotype is primarily ALS (may present as FTD or parkinsonism).
  • To date, primarily limited to families of European ancestry 4
ANXA11 (OMIM 617839)AD+
CFAP410 (C21orf25AD 3++
CHCHD10 (See CHCHD10 Disorders.)AD++Cerebellar ataxia or myopathy
CHMP2B (OMIM 614696)AD++ALS is more often LMN-predominant.
DAO (OMIM 124050)AD+
DCTN1 6 (OMIM 601143)AD 3++
ERBB4 (OMIM 615515)AD+
FIG4 7 (OMIM 612577)AD+Normal NCVs; limited LMN involvement on EMG
HNRNPA1 8 (OMIM 615426)AD 3+
MATR3 (OMIM 606070)AD++PLS
MOBP 9See footnote 3.+
NEK1 (OMIM 617892)AD 3+ALS occurs w/or w/out cognitive impairment.
OPTN 10 (OMIM 613435)AR
AD
++ALS is characterized by slow progression & extended duration.
PFN1 (OMIM 614808)AD+Features of Miller-Dieker syndrome noted in a few affected individuals
SCFD1 9See footnote 3.+
SETX (OMIM 60243311AD+
  • 1st decade to adult onset; most commonly in adolescence (juvenile ALS)
  • Also referred to as distal hereditary motor neuropathy
  • No bulbar involvement
SPG11 (spatacsin12 (OMIM 602099)AR+
  • Juvenile ALS w/onset in 1st or 2nd decade; very slowly progressive
  • Multiple ethnicities; often consanguineous parents
  • Cognitive impairment not reported
  • Thin corpus callosum not reported
SPTLC1 13
(OMIM 620285)
AD+
SQSTM1 (OMIM 616437)AD+++Paget disease
TAF15 14See footnote 3.+
TBK1 (OMIM 616439)AD++
  • ALS occurs w/or w/out mild cognitive impairment.
  • TBK1 pathogenic variants identified in a few individuals w/OPTN-ALS & FUS-ALS.
TUBA4A (OMIM 616208)AD+++
UBQLN2 (OMIM 300857)XL+++PLS; spastic paraparesisOnset from childhood to late adulthood
UNC13A See footnote 3.+Reported as:
VAPB 16, 17 (OMIM 608627)AD+
  • ALS occurs w/or w/out postural tremor.
  • To date, reported primarily in Brazilians 17 & Japanese
VCP 18 (OMIM 613954)AD++Paget disease
  • ALS occurs w/or w/o mild cognitive impairment.
  • Clinical course may be rapid.
  • May include parkinsonism

AD = autosomal dominant; ALS = amyotrophic lateral sclerosis; AR = autosomal recessive; EMG = electromyography; FTD = frontotemporal dementia; LMN = lower motor neuron; MOI = mode of inheritance; NCV = nerve conduction velocity; PLS = primary lateral sclerosis; UMN = upper motor neuron; XLD = X-linked

1.

Genes are listed alphabetically.

2.

ALS2: long protein transcript results in primary lateral sclerosis, short transcript produces ALS.

3.

Susceptibility gene (i.e., a genetic variant that increases a person's predisposition for developing a given disorder)

4.
5.
6.

DCTN1 allelic disorders: distal hereditary motor neuronopathy with vocal cord paresis and Perry syndrome (See DCTN1-Related Neurodegeneration.)

7.
8.
9.
10.

OPTN allelic disorder: primary open angle glaucoma

11.
12.

SPG11 allelic disorders: spastic paraplegia 11 (with mild intellectual disability and thin corpus callosum) and CMT

13.
14.
15.
16.

VAPB allelic disorder: adult-onset spinal muscular atrophy, Finkel type

17.

VAPB founder variant p.Pro56Ser identified in individuals of Portuguese/Brazilian & African/Brazilian descent

18.

Simplex ALS

About 85% of ALS occurs in individuals with no family history of ALS; in common parlance such individuals are often said to have "sporadic" ALS. ALS that occurs within a family with a known history of ALS but no known genetic cause yet identified may be called "familial ALS without a known cause."

It is possible that genetic ALS or familial ALS of unknown cause may appear to be simplex ALS when there is markedly decreased penetrance of an ALS-causing genetic variant. One must also consider the possibility that other diagnoses within a family may reflect a genetic cause, particularly the presence of FTD or Paget disease of bone (see Table 1).

The etiology of simplex ALS is not well understood. It has long been thought to be multifactorial, with both susceptibility genes and multiple environmental factors contributing.

  • Genome-wide association studies (GWAS) have not yielded the anticipated results, although the 60% heritability reported in a twin study would suggest that complex genetics plays a large role [Al-Chalabi et al 2010].
  • A study of heritability in the Irish population reported that genetic factors account for nearly 40% of the variation in risk for developing ALS in individuals who did not have disease-causing variants in known ALS genes [Ryan et al 2019a].
  • Variants in several genes have been identified as modifiers of disease onset or course:
    • APOE-2 is associated with a later age of onset [Li et al 2004].
    • VEGF is associated with more rapid disease progression [Lambrechts et al 2003].
    • 31 or more polyQ repeats in ATXN2 is associated with spinal onset and shorter survival [Borghero et al 2015].
    • Variants in several other genes have been shown to reduce risk for ALS, including variants in SMN2 and variants in CHGB and PGC-1a [Ohta et al 2016].
  • Statistical analysis of more than 6,000 European cases of ALS suggests that the disease may develop as the result of a series of six "steps" – some genetic and some environmental – that occur over time [Al-Chalabi et al 2014].

3. Evaluation Strategies to Identify the Genetic Cause of ALS in a Proband

Establishing a specific genetic cause of ALS:

  • Can aid in discussions of prognosis (which are beyond the scope of this GeneReview) and genetic counseling;
  • Usually involves a medical history, physical examination, laboratory testing, family history, and genomic/genetic testing.

Medical history. Very rapid progression of symptoms raises suspicion of SOD1-ALS caused by the p.Ala4Val variant. See Table 2a.

Physical examination. An absent ankle reflex in the presence of subacute weakness of the leg may be an early sign in SOD1-ALS [T Siddique, personal observation].

Family history. A three-generation family history should be obtained, with attention paid to relatives with neurologic signs and symptoms, particularly cognitive impairment, remembering that in the past it was less common for practitioners to distinguish FTD from other dementias. Note should be made of parkinsonism, psychiatric illness, and Paget disease as well. Documentation of relevant findings in family members may be accomplished either through direct examination of those individuals or by review of their medical records, including the results of molecular genetic testing, neuroimaging studies, and autopsy examinations.

Molecular genetic testing approaches can include a combination of gene-targeted testing (multigene panel) and comprehensive genomic testing (exome sequencing, exome array, or genome sequencing). Gene-targeted testing requires the clinician to hypothesize as to which gene(s) are likely involved, whereas genomic testing does not.

  • A multigene panel that includes the four genes that most commonly cause ALS and some or all of the genes listed in Tables 2a and 2b is most likely to identify the genetic cause of ALS while limiting identification of variants of uncertain significance and pathogenic variants in genes that do not explain the underlying phenotype. Note: (1) The genes included in the panel and the diagnostic sensitivity of the testing used for each gene vary by laboratory and are likely to change over time. (2) Some multigene panels may include genes not associated with ALS. (3) In some laboratories, panel options may include a custom laboratory-designed panel and/or custom phenotype-focused exome analysis that includes genes specified by the clinician. (4) Methods used in a panel may include sequence analysis, deletion/duplication analysis, and/or other non-sequencing-based tests.
    For an introduction to multigene panels click here. More detailed information for clinicians ordering genetic tests can be found here.
  • Comprehensive genomic testing (which does not require the clinician to determine which gene[s] are likely involved) may be considered. Exome sequencing is most commonly used; genome sequencing is also possible.
    If exome sequencing is not diagnostic, exome array (when clinically available) may be considered to detect (multi)exon deletions or duplications that cannot be detected by sequence analysis.
    For an introduction to comprehensive genomic testing click here. More detailed information for clinicians ordering genomic testing can be found here.

4. Genetic Counseling

Genetic counseling is the process of providing individuals and families with information on the nature, mode(s) of inheritance, and implications of genetic disorders to help them make informed medical and personal decisions. The following section deals with genetic risk assessment and the use of family history and genetic testing to clarify genetic status for family members; it is not meant to address all personal, cultural, or ethical issues that may arise or to substitute for consultation with a genetics professional. —ED.

Genetic counseling for individuals with amyotrophic lateral sclerosis (ALS) and their families is reviewed for the following clinical contexts:

  • Genetic ALS. ALS resulting from a pathogenic variant in a known ALS gene regardless of family history (see Tables 2a and 2b)
  • ALS of unknown cause. The cause may be unknown because molecular genetic testing either has not been performed or did not identify a genetic cause (see Tables 2a and 2b). ALS of unknown cause can either be "familial" (i.e., occur in families with two or more close relatives with ALS) or can occur in a simplex case (i.e., a single occurrence in family).

Genetic ALS

Mode of Inheritance

Genetic ALS can be inherited in an autosomal dominant, autosomal recessive, or X-linked manner (see Tables 2a and 2b). Determination of the mode of inheritance is based on family history and molecular genetic testing.

Autosomal Dominant ALS – Risk to Family Members

Parents of a proband

  • Most individuals diagnosed with autosomal dominant ALS have an affected parent.
  • A proband with adult-onset ALS may have the disorder as the result of a de novo pathogenic variant. The proportion of cases caused by de novo pathogenic variants is unknown; only a handful have been reported [Chiò et al 2011].
  • Parents of a proband with an apparent de novo pathogenic variant can be offered molecular genetic testing; however, molecular genetic testing should be performed in the context of formal genetic counseling, as it would be considered predictive genetic testing.
  • If the pathogenic variant found in the proband cannot be detected in the leukocyte DNA of either parent, possible explanations include a de novo pathogenic variant in the proband or germline mosaicism in a parent. Though theoretically possible, no clear instances of germline mosaicism have been reported.
  • The family history of some individuals diagnosed with ALS may appear to be negative because of failure to recognize it or another disorder (e.g., FTD, Paget disease of bone) caused by the same disease variant in family members, reduced penetrance, early death of the parent before the onset of symptoms, or late onset of the disease in the affected parent. Therefore, an apparently negative family history cannot be confirmed unless molecular genetic testing has been performed on the parents of the proband.

Sibs of a proband. The risk to sibs depends on the clinical/genetic status of the proband's parents:

Offspring of a proband. Each child of an individual with autosomal dominant ALS has a 50% chance of inheriting the ALS-related pathogenic variant.

Other family members. The risk to other family members depends on the status of the proband's parents: if a parent is affected and/or has the ALS-related pathogenic variant, the parent's family members may be at risk.

Autosomal Recessive ALS – Risk to Family Members

Parents of a proband

  • The parents of an individual diagnosed with autosomal recessive ALS are obligate heterozygotes (i.e., carriers of one ALS-related pathogenic variant).
  • Heterozygotes are asymptomatic and are not at risk of developing the disorder.

Sibs of a proband

  • At conception, each sib has a 25% chance of inheriting two copies of the disease-causing genetic variant and later developing the disease, a 50% chance of inheriting one copy of the disease-causing variant (i.e., being a carrier), and a 25% chance of inheriting two copies of the gene without the disease-causing variant so that the sib is neither affected nor a carrier.
  • Heterozygotes remain asymptomatic, but with each of their children they have a 50% chance of passing on the disease-causing variant.

Offspring of a proband. The offspring of an individual with autosomal recessive ALS are obligate heterozygotes (carriers) for the pathogenic variant.

Other family members. Each sib of the proband's parents is at a 50% risk of being a carrier of an ALS-related pathogenic variant.

Carrier detection. Carrier testing for at-risk relatives requires prior identification of the ALS pathogenic variants in the family.

X-Linked ALS – Risk to Family Members

To date, UBQLN2 is the only X-linked gene known to be associated with ALS; both hemizygous males and heterozygous females (possibly at a later age depending on X-chromosome inactivation) will be affected.

Parents of a proband

  • A male proband may have inherited the UBQLN2 pathogenic variant from his mother (who may or may not be affected), or the pathogenic variant may be de novo. (Note: The father of a male with X-linked ALS will not have the disorder nor will he be hemizygous for the UBQLN2 pathogenic variant.)
  • A female proband may have inherited the UBQLN2 pathogenic variant from either her mother or her father (who may or may not be affected), or the pathogenic variant may be de novo.

Sibs of a proband

  • The risk to sibs of a male proband depends on the genetic status of the mother: if the mother of the proband has the UBQLN2 pathogenic variant, the chance of transmitting it in each pregnancy is 50%.
  • The risk to sibs of a female proband depends on the genetic status of the parents. If the mother of the proband has a UBQLN2 pathogenic variant, the chance of transmitting it in each pregnancy is 50%. If the father of the proband has the UBQLN2 pathogenic variant, he will transmit it to all of his daughters and none of his sons.
  • Male and female offspring who inherit a UBQLN2 pathogenic variant will be affected if they live long enough, although female offspring who inherit the pathogenic variant may have favorably skewed X-chromosome inactivation resulting in later onset of disease.

Offspring of a proband. Affected males transmit the UBQLN2 pathogenic variant to all of their daughters, who will be heterozygotes, and none of their sons; affected females have a 50% chance of transmitting the pathogenic variant to each child, regardless of the sex of the child.

Other family members. The risk to other family members depends on the genetic status of the proband's parents: if a parent has the UBQLN2 pathogenic variant, the parent's family members may be at risk.

ALS of Unknown Cause

Familial ALS. As noted in Tables 2a and 2b, virtually all adult-onset genetic ALS is inherited in an autosomal dominant manner, with X-linked UBQLN2-ALS being the only exception. If the family history is sufficient to allow identification of autosomal dominant transmission (evidence of parent-to-child transmission of disease, transmission of disease from father to son if there is an opportunity), the risk to other family members is the same as described in Autosomal Dominant ALS – Risk to Family Members.

Even if the mode of inheritance cannot be firmly established, the risk of inheriting the disease-causing variant is likely to follow an autosomal dominant pattern, given what is known to date about genetic ALS. However, it is also quite likely that the penetrance of some variants may be reduced, making it more difficult to predict which persons will go on to develop disease.

Given what is known about ALS-related genes, when FTD or Paget disease is present in the family (even if not manifest in the proband), it is reasonable to assume that those individuals are also heterozygous for the variant identified in the person with ALS and, thus, have the same genetic risk of passing the variant on to their children.

Most ALS disease-causing variants identified to date have at least some intrafamilial variability in terms of age of onset, site of onset, and disease duration.

Simplex ALS. Lifetime risk of developing ALS is estimated at 1:350 for men and 1:500 for women.

As noted in Familial ALS, the presence of FTD and/or Paget disease in other near relatives should raise concern that this is familial disease.

Related Genetic Counseling Issues

Predictive testing (i.e., testing of asymptomatic at-risk individuals)

  • Predictive testing for at-risk relatives is possible once the ALS-related pathogenic variant(s) have been identified in an affected family member.
  • Potential consequences of such testing (including, but not limited to, socioeconomic changes, the need for long-term follow up and evaluation arrangements for individuals with a positive test result) as well as the capabilities and limitations of predictive testing should be discussed in the context of formal genetic counseling prior to testing.

Predictive testing in minors (i.e., testing of asymptomatic at-risk individuals age <18 years)

  • For asymptomatic minors at risk for adult-onset conditions for which early treatment would have no beneficial effect on disease morbidity and mortality, predictive genetic testing is considered inappropriate, primarily because it negates the autonomy of the child with no compelling benefit. Further, concern exists regarding the potential unhealthy adverse effects that such information may have on family dynamics, the risk of discrimination and stigmatization in the future, and the anxiety that such information may cause.
  • For more information, see the National Society of Genetic Counselors position statement on genetic testing of minors for adult-onset conditions and the American Academy of Pediatrics and American College of Medical Genetics and Genomics policy statement: ethical and policy issues in genetic testing and screening of children.

In a family with an established diagnosis of ALS, it is appropriate to consider testing of symptomatic individuals regardless of age.

Resources

GeneReviews staff has selected the following disease-specific and/or umbrella support organizations and/or registries for the benefit of individuals with this disorder and their families. GeneReviews is not responsible for the information provided by other organizations. For information on selection criteria, click here.

5. Management of ALS

Treatment is palliative.

Many individuals benefit from care by a multidisciplinary team that includes a neurologist, specially trained nurses, pulmonologist, speech therapist, physical therapist, occupational therapist, respiratory therapist, nutritionist, psychologist, social worker, and genetic counselor. Data suggest that individuals under the care of such a team may have a better prognosis [van den Berg et al 2004, Andersen et al 2005]. Factors that influence survival include age, forced vital capacity, fatigue, body strength, spasticity, depression, and household income [Paillisse et al 2005], most of which can be managed by the appropriate specialist in the multidisciplinary team.

The following three drugs are currently approved by the FDA for treatment of ALS:

  • Riluzole, now available both in tablet form as Rilutek® and as the oral suspension Teglutik®, appropriate for use in feeding tubes. Clinical trials with riluzole demonstrated marginal slowing of disease progression in some but not all patients [Riviere et al 1998]. Rilutek is thought to act by inhibiting the production of glutamate, a neurotransmitter that has been theorized to be the initiator of a series of molecular events that damage neurons. Riluzole is associated with elevation of serum alanine aminotransferase levels in 10%-15% of treated individuals; in rare instances it may cause bone marrow depression [Bensimon & Doble 2004].
  • Edaravone (Radicava®), approved in 2017 for use in patients with probable or definite ALS who are early in the course of their illness. Edaravone is given by slow intravenous infusion on the first 10-14 days of a 28-day cycle. Because it contains sodium bisulfite, it should not be given to patients with sulfite sensitivity. Edaravone is a free radical scavenger, originally developed for use in treatment of stroke patients. In Phase III trials, the most positive effect reported in ALS Functional Rating Scale (revised) scores was observed in patients with preserved vital capacities who had been symptomatic a relatively short time and were concurrently taking riluzole. Therefore, combination therapy should be considered early in the illness [Sawada 2017].
  • Tofersen (Qalsody®), approved in 2023 for treatment of SOD1-ALS under the FDA's Accelerated Approval Program. Tofersen, an antisense oligonucleotide, binds with mRNA to reduce the SOD (superoxide dismutase) load in persons with SOD1-ALS. Although a randomized, double-blinded, placebo-controlled study of 147 subjects with confirmed SOD1-ALS identified improved surrogate end points (i.e., decreased cerebral spinal fluid SOD1 protein and decreased plasma neurofilament light chains) in treated subjects, treatment did not improve clinical findings. Reported side effects included: (1) headache and back pain associated with spinal intrathecal administration; and (2) serious neurologic side effects in 7% of treated subjects, including increased intracranial pressure, myelitis, chemical or aseptic meningitis, and papilledema (swelling of the optic nerve). Of note, the subject with myelitis recovered after cessation of tofersen and treatment with glucocorticoids and plasma exchange [Miller et al 2022].
    See ClinicalTrials.gov study NCT04972487 for information regarding early access to tofersen for individuals with SOD1-ALS.
    A Phase III study is under way to determine whether tofersen use may delay onset of manifestations in SOD1-ALS. See ClinicalTrials.gov study NCT04856982.

Symptom Management

Oral secretions in individuals with bulbar symptoms can be reduced with tricylic antidepressants and anticholinergic agents, thus reducing the need for suctioning.

Pseudobulbar affect can be managed with antidepressants such as Nuedexta® (dextromethophan and quinidine).

Swallowing difficulties can be alleviated by thickening liquids and pureeing solid food, as well as eventually using a gastrostomy tube to help maintain caloric intake and hydration. Nutritional management, a prognostic factor for survival, has become a focus in the clinical setting.

Medications such as baclofen and benzodiazepines can help relieve spasticity and muscle cramps; however, weakness and lethargy are common side effects. Individualized moderate-intensity endurance-type exercises for the trunk and limbs may help to reduce spasticity [Ashworth et al 2004].

Low-tech (e.g., alphabet board) and high-tech (i.e., computer-assisted) devices can aid speech and communication. The recent development of the eye movement-controlled on-screen keyboard may enable communication for individuals without any remaining limb function.

Assistive devices, such as walkers or wheelchairs, can aid mobility; and others, such as bathroom installments, hospital bed, and Hoyer lift, can aid in activities of daily living at home.

Ventilatory assistance may include use of bilevel positive airway pressure, which has played an increasing role in preserving and prolonging quality of life in persons with ALS. In 1999, the American Academy of Neurology published norms recommending the initiation of noninvasive ventilation (NIV) in individuals with a theoretic forced vital capacity (FVC) less than 50% of predicted [Miller et al 1999]. Studies show that mean survival significantly increases when NIV is initiated prior to the onset of bulbar symptoms [Farrero et al 2005]. Therefore, evaluation by a pulmonologist should be undertaken before FVC falls below 50%.

Although tracheostomy and ventilatory support can extend life span, affected individuals often decline these interventions [Albert et al 1999].

The tremendous psychological and social impact of ALS on both affected individuals and caregivers needs to be continually addressed [Goldstein et al 1998]. Hospice care, typically instituted once FVC is less than 30%, contributes to the individual's comfort in the terminal stages.

Individuals with ALS commonly supplement their diets with vitamin E, vitamin C, B vitamins, selenium, zinc, coenzyme Q10, and herbal preparations such as ginseng, ginkgo biloba, and Maharishi Amrit Kalesh [Cameron & Rosenfeld 2002]. In a Cochrane Review, Orrell et al [2007] summarized and evaluated 21 clinical trials of antioxidant therapies in various combinations including: vitamin E, high-dose coenzyme Q10, vitamin C, selenium, beta-carotene, N-acetylcysteine, L-methionine, and selegiline. In the majority of these studies, the sample size was not adequate for statistical evaluation. Although the antioxidants were well tolerated in many of the trials, significant differences in longevity, muscle strength, or functional rating scales over time were not identified.

Chapter Notes

Author History

Lisa Dellefave, MS, CGC; University of Chicago (2000-2009)
Sandra Donkervoort, MS, CGC; Northwestern University Feinberg School of Medicine (2009-2012)
Mara Gaudette, MS; Northwestern University Medical School (2000-2006)
Lisa Kinsley, MS, CGC; Northwestern University Feinberg School of Medicine (2012-2019)
Nailah Siddique, RN, MSN (2019-present)
Teepu Siddique, MD (2000-present)

Revision History

  • 28 September 2023 (aa) Revision: FDA approval of antisense oligonucleotide therapy tofersen (Qalsody®) for SOD1-related ALS (see Management); removed "simplex" and "familial" from Table 2b
  • 30 September 2021 (aa) Revision: mutation of SPTLC1 causative of ALS (Table 2b)
  • 3 October 2019 (bp) Comprehensive update posted live
  • 12 February 2015 (cd) Revision: ALS/FTD nomenclature
  • 31 May 2012 (me) Comprehensive update posted live
  • 28 July 2009 (me) Comprehensive update posted live
  • 21 November 2007 (cd) Revision: prenatal diagnosis for SETX mutations available clinically
  • 6 August 2007 (cd) Revision: testing available clinically for SETX-related amyotrophic lateral sclerosis
  • 23 June 2006 (ca) Comprehensive update posted live
  • 26 February 2004 (me) Comprehensive update posted live
  • 8 November 2001 (mg) Author revisions
  • 23 March 2001 (tk) Overview posted live
  • August 2000 (mg) Original submission

References

Published Guidelines / Consensus Statements

  • Committee on Bioethics, Committee on Genetics, and American College of Medical Genetics and Genomics Social, Ethical, Legal Issues Committee. Ethical and policy issues in genetic testing and screening of children. Available online. 2013. Accessed 12-14-23.
  • National Society of Genetic Counselors. Position statement on genetic testing of minors for adult-onset conditions. Available online. 2018. Accessed 12-14-23.

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Suggested Reading

  • Abe K, Aoki M, Tsuji S, Itoyama Y, Sobue G, Togo M, Hamada C, Tanaka M, Akimoto M, Nakamura K, Takahashi F, Kondo K, Yoshino H, et al. Safety and efficacy of edaravone in well defined patients with amyotrophic lateral sclerosis: a randomised, double-blind, placebo-controlled trial. Lancet Neurol. 2017;16:505-12. [PubMed: 28522181]
  • Andersen PM. Is all ALS genetic? Neurology. 2017;89:220-1. [PubMed: 28642337]
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  • Ly CV, Miller TM. Emerging antisense oligonucleotide and viral therapies for amyotrophic lateral sclerosis. Curr Opin Neurol. 2018;31:648-54. [PMC free article: PMC7291817] [PubMed: 30028737]
  • Oskarsson B, Gendron TF, Staff N. Amyotrophic lateral sclerosis: an update for 2018. Mayo Clin Proc. 2018;93:1617-28. [PubMed: 30401437]
  • Renaud L, Picher-Martel V, Codron P, Julien JP. Key role of UBQLN2 in pathogenesis of amyotrophic lateral sclerosis and frontotemporal dementia. Acta Neuropathol Commun. 2019;7:103. [PMC free article: PMC6889556] [PubMed: 31319884]
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