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Downs M, Blighe A, Carpenter R, et al. A complex intervention to reduce avoidable hospital admissions in nursing homes: a research programme including the BHiRCH-NH pilot cluster RCT. Southampton (UK): NIHR Journals Library; 2021 Feb. (Programme Grants for Applied Research, No. 9.2.)

Cover of A complex intervention to reduce avoidable hospital admissions in nursing homes: a research programme including the BHiRCH-NH pilot cluster RCT

A complex intervention to reduce avoidable hospital admissions in nursing homes: a research programme including the BHiRCH-NH pilot cluster RCT.

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Workstream 1: develop the complex intervention

Aim

The aim of workstream (WS) 1 was to develop and manualise a pragmatic and acceptable multicomponent intervention to ensure proactive health care in nursing homes for four ACSCs associated with avoidable hospital admissions for care home residents: respiratory infection, exacerbation of CHF, UTI and dehydration.

There were four work packages (WPs):

  • WP1 – develop care pathways for ACSCs (respiratory infection, exacerbation of CHF, UTI and dehydration) in UK nursing homes
  • WP2 – develop optimal approaches to enhancing the knowledge and skills of nursing home staff
  • WP3 – develop optimal approaches to implementation support and an implementation support package
  • WP4 – clarify the role of family in early detection.

Work package 1: develop care pathways for ambulatory care-sensitive conditions in UK nursing homes

Led by health-care specialists in primary care (LR) and geriatrics (JY), we sought to develop a care pathway to ensure early detection and treatment of four index conditions: respiratory infection, exacerbation of CHF, UTI and dehydration.

Methods of data collection and analysis

We worked with stakeholders, including nursing home staff and our Carer Reference Panel (CRP), to develop and adapt the INTERACT tools for use in the UK.

The following were conducted:

  1. Co-applicant specialists in geriatric medicine (JY) and primary care (LR) reviewed care pathways identified in a search for care pathways (see Appendices 1 and 2). This led to version 1 of the care pathway.
  2. We obtained expert panel input via e-mail on this version of the care pathway (see Appendix 3). Experts included three international advisory group members, two members of the British Geriatrics Society and three members of the Royal College of General Practitioners. This input was reviewed by John Young and Louise Robinson, and led to version 2.
  3. We held a consensus workshop with 17 stakeholders with diverse areas of expertise, including eight nurses (four community/district nurses, three nursing home nurses and one nurse consultant), two nursing home managers, three care assistants, one geriatrician and three family members (see Appendix 4). This led to the final draft of the care pathway.

Limitations

The main limitation was the limited amount of previous research to guide our approach. Only 22 papers were identified in the literature review. Overall, the quality of intervention studies was rated as being highly variable. There was a lack of robustly conducted RCTs (only two trials were rated as being of ‘strong’ quality). Insufficient attention was paid to key methodological issues, particularly the clustering effect within nursing homes. Furthermore, there were few studies conducted in the UK, thereby having questionable relevance to the UK context.

Key finding

We identified care pathways for ACSCs in nursing homes for our four conditions (respiratory infection, exacerbation of CHF, UTI and dehydration) and adapted them in consensus co-design workshops with staff and family carers. We developed a care pathway to facilitate assessment and diagnosis of the four index conditions from existing care pathways used to facilitate diagnosis and treatment of health conditions in care home residents. The final version of the care pathway is presented in Appendix 5.

Inter-relationship with other parts of the programme

The care pathway was one of three intervention tools that were included in the feasibility study.

Work package 2: develop approaches to enhancing staff knowledge and skills

We sought to identify:

  • the knowledge and skills required to ensure early detection and treatment of the four index conditions
  • effective approaches to enhancing the knowledge and skills of nursing home staff
  • knowledge and skills enhancement programmes for active management of ACSCs in nursing homes.

Methods for data collection and analysis

We used three methods of data collection: semistructured interviews, rapid research review and consensus-building.

Semistructured interviews

We conducted semistructured interviews with 18 key informants to identify their perspectives on the knowledge and skills required and best practice in enhancing care staff knowledge and skills, nationally and internationally. Key informants included 10 nursing home staff, three members of the National Dementia Strategy Workforce Advisory Group and five members of the international advisory group. Interview schedules were developed with feedback from our CRP (see Appendix 6).

Interviews were carried out via telephone or face to face and were audio-recorded and transcribed. Notes were also taken.

We used thematic analysis, which involved becoming familiar with the verbatim transcripts and assigning preliminary codes to each transcript.65 We then identified patterns or themes across the transcripts.

Rapid research review

We conducted a rapid research review of the knowledge and skills required and approaches to knowledge and skills enhancement. The following databases were searched from 1990 to 2015: the Cochrane Library, EMBASE™ (Elsevier, Amsterdam, the Netherlands), PubMed, Social Care Online (Social Care Institute for Excellence, London, UK), Cumulative Index to Nursing and Allied Health Literature (CINAHL), MEDLINE, PsycInfo® (American Psychological Association, Washington, DC, USA), Applied Social Science Index (ASSIA) and Web of Science™ (Clarivate Analytics, Philadelphia, PA, USA) (see Appendix 7).

The review focused on the following three areas for both nurses and care assistants:

  1. knowledge and skills required for staff managing complex health conditions
  2. training to develop these knowledge and skills
  3. evaluations of training in care homes and other settings.

Abstracts were considered for relevance and duplicates were discarded. From the rapid review, we identified knowledge and skills for staff managing complex conditions, including:

  • subject specific –
    • palliative care
    • psychological/psychosocial assessment
    • dementia care/awareness
    • pain management.
  • generic –
    • communication skills
    • dealing with challenging behaviour
    • patient-centred approach
    • awareness of the principles of ethical health care
    • involving patients and carers
    • use of evidence-based knowledge
    • leadership
    • teaching skills
    • use of restraints/sedation and associated risks
    • professional self-care
    • nutritional assessment.

Combining findings from our rapid research review with findings from the interviews, we developed a set of knowledge and skills for nursing home staff for early detection of health conditions (see Appendix 8).

Consensus workshop

We provided a user-friendly overview of these findings to participants 2 weeks before the consensus workshop. The 10 participants comprised three community/district nurses, three family carers, two care assistants, one care home manager and one GP. We sought consensus on participants’ views in relation to the knowledge and skills required for, and evidence-based approaches to, knowledge and skills enhancement. In addition to nursing home staff, we considered whether or not family carers could become involved in timely detection, and what skills this would require.

We audio-recorded and made notes during the workshop. Using the verbatim transcripts, we conducted a thematic analysis.66 This involved familiarisation during which initial codes were applied. We then categorised these codes into themes.

We identified ways to enhance knowledge and skills of nursing home staff, including:

  • shadowing for hands-on experience
  • college courses
  • training to reinforce learning on an ongoing basis.

Any limitations

There was a limited literature to inform us about the knowledge and skills required for nursing home care assistants and nurses to achieve early detection, assessment and reporting of acute changes in residents’ health.

Key findings

We derived a set of key knowledge and skills for nurses (see Appendix 8) and for care home staff and family members that are required for early detection of the four ACSCs. These included:

  • knowledge of how ACSCs may manifest
  • ability to detect these changes during daily care
  • knowledge of residents’ medical conditions, care plans and their baseline behaviour and symptoms
  • continuing assessment skills
  • leadership skills
  • communication skills.

Inter-relation with other parts of the programme

We examined the use of the knowledge and skills matrix in our feasibility study. We expected Practice Development Champions (PDCs) would use it to conduct a gap analysis and to direct care staff and family members to learning resources that could help to address these gaps.

Work package 3: develop implementation support

We sought to:

  • Agree criteria for recruiting PDCs who would act as internal facilitators of the intervention in each implementation site. We sought to agree the purpose, role and person specification for PDCs.
  • Agree the purpose and composition of the practice development support groups (PDSGs) and guidelines for establishing and supporting them (in each of the sites, to support PDCs with implementation).
  • Develop implementation support resources for care home owners, managers, PDCs and PDSGs including the purpose and key contents of the project handbooks for staff and stakeholders.

Three weeks prior to the third consensus workshop, we sent the 12 participants a draft of our approach to identifying the PDCs and setting up the PDSG, and a draft of the implementation guidance workbooks.64 The participants comprised one community/district nurse, three family carers, two nursing home managers, one nursing home nurse, two care assistants, one acute care nurse and three GPs. The workshop was facilitated by our co-applicant experts in practice development in nursing homes (KF and BM).

Methods for data collection

We made detailed notes of the consensus workshop discussions and participants generated written notes.

Method for data analysis

We analysed the notes, along with written materials generated by the participants, looking for key themes.

Key findings

The criteria for PDCs were thought to be appropriate. Participants identified situations in which there could be gaps in coverage of staff implementing the intervention. In particular, staff from evening and weekend shifts would need to be recruited to the PDSGs to ensure coverage across the week. Further issues with the language and structure of the staff handbooks were noted, in particular with respect to readability for care assistants and family members.

Participants reported that the purpose of the PDCs and the training methods needed to be clearer. The staff handbooks, which had been designed to provide information about the intervention, and about introducing and embedding change, were felt to be in need of improvement, including the following: be more visually attractive, use simpler language and provide less information.

Based on these findings, we developed the final version of the purpose, role and person specification of PDCs (see Appendix 9). We agreed the key topics to cover in the preparation workshop, using both presentations and interactive exercises. Box 1 presents the topics for the PDC preparation workshop.

Box Icon

BOX 1

Topics for the PDC preparation workshop

Limitations

We intended to provide a 2-day preparation workshop for PDCs. Owing to a diary mix-up with one of the PDCs, we reduced the workshop to 1 day.

Inter-relationship with other parts of the programme

We finalised our approach to recruiting and supporting PDCs and identified the personal characteristics and professional skills required of them. The support to be provided included a preparation workshop, monthly telephone support (with AB, the programme manager) and a website with additional resources for nursing home staff. We tested this implementation support in our feasibility study in WS2, WP1.

Work package 4: clarify the role of family members

Aim

The aim was to explore family members’ perspectives on their involvement in the timely detection of their family members’ changes in health in UK nursing homes. Specifically, we sought to address:

  • How are family carers involved in timely detection of changes in their relatives’ health in nursing homes?
  • How can family carers be supported to engage in timely detection of their family members’ changes in health?

Methods for data collection

We conducted 14 semistructured interviews with family carers of residents living in 13 different nursing homes (see Appendix 10). This allowed us to obtain in-depth information on their perceived and preferred role. All interviewees were adult children and lived near the nursing home. We recruited family members who were regularly involved with their relative. We used telephone interviews to gather data from family members who were unable to attend a face-to-face interview.

In addition, we finalised drafts of the following:

  • a handbook on the intervention and its implementation for the PDCs
  • a handbook about the intervention and its implementation for care home owners and managers
  • a workbook on implementation for the PDSGs.

Method for data analysis

Interview data were transcribed verbatim and analysed using thematic analysis.67

Any limitations

We were unable to identify family members who lived further away from the care home, despite advertising nationally. We had hoped to include these, as they provide an additional perspective on family involvement.

Key findings

Families were involved in the timely detection of changes in health in three key ways:

  1. noticing signs of changes in health
  2. informing care staff about what they noticed
  3. educating care staff about their family members’ changes in health and how they manifest.

Families suggested that they could be supported to detect early changes in health by developing effective working practices with care staff.66

Inter-relation with other parts of the programme

Family involvement was examined in the feasibility study in WS2, WP1. The intention was for care staff to establish how best to work with family members who would like to be involved in the intervention, recording preferences in each resident’s care record, as well as explaining the purpose and application of the S&W.

Draft 1 of the complex intervention

In summary, the complex intervention we developed comprised five components, plus its implementation, facilitated by identifying and supporting PDCs.

Five components of the complex intervention

1. Stop and Watch Early Warning Tool

The intervention will use an adapted version of Atlantic Florida University’s S&W (version 4.0).68 This tool is used widely in the USA. It highlights simple signs and behaviours to identify common, but non-specific, changes in a resident’s condition that seem out of the ordinary for the resident. The tool is intended to be used as an alert to determine if further assessment of a resident by a registered nurse (with the care pathway) is necessary. It helps nurses and care assistants to check for potential warning signs of deterioration in health. It can be used whenever anyone in the care home has a concern about a resident.

2. Care pathway

The care pathway is to be used by nurses whenever a change has been noted with the S&W. It is a clinical guidance and decision-support system that includes primary and secondary assessment of respiratory infection, acute exacerbation of chronic heart failure, UTI and dehydration. Primary assessment comprises screening questions and secondary assessment requires more detailed investigation.

3. Modified situation, background, assessment, recommendation technique

The situation, background, assessment, recommendation (SBAR) technique is to be used by nurses to help structure communication with primary care services. We adapted this for use in care homes.

4. Knowledge and skills

We have identified training resources that addresses potential gaps in the knowledge and skills necessary for implementation of the intervention tools. These resources are available using a web link to care home staff and family carers. We have developed a knowledge and skills matrix identifying the key knowledge and skills required of nurses, care assistants and family carers.

5. Involvement of (and support for) family carers

Care staff are expected to ascertain the level of involvement family carers of residents wish to have in the early detection of changes in the health of their relatives.

Implementation support

Implementation support included asking nursing home managers to engage in a change management programme, which included:

  • identifying two PDCs
  • establishing a PDSG to support the work of the PDCs in introducing and embedding the intervention tools.

The study team provided training for the PDCs’ role. We provided two implementation support handbooks:

  1. for care home staff (for managers and PDCs)
  2. for staff and PDSG members.

The handbooks were to be used in the nursing home to help staff to understand the intervention and support its implementation. The handbooks offer background information on some of the approaches to change used in this project, promote an understanding of how the intervention can be implemented in the differing contexts of each home, facilitate and improve the learning of others in the nursing home, help teams learn and act alongside the people for whom they care, maximise opportunities for all team members to enhance their leadership capabilities, and offer information for residents and their family carers to help them become active participants in developing practice in their care homes.

Copyright © Queen’s Printer and Controller of HMSO 2021. This work was produced by Downs et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social Care. This issue may be freely reproduced for the purposes of private research and study and extracts (or indeed, the full report) may be included in professional journals provided that suitable acknowledgement is made and the reproduction is not associated with any form of advertising. Applications for commercial reproduction should be addressed to: NIHR Journals Library, National Institute for Health Research, Evaluation, Trials and Studies Coordinating Centre, Alpha House, University of Southampton Science Park, Southampton SO16 7NS, UK.
Bookshelf ID: NBK568172

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