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Methods Guide for Effectiveness and Comparative Effectiveness Reviews [Internet]. Rockville (MD): Agency for Healthcare Research and Quality (US); 2008-.
Methods Guide for Effectiveness and Comparative Effectiveness Reviews [Internet].
Show detailsTable 3Description of risk-of-bias categories and study design-specific assessment criteria for randomized and nonrandomized studies of interventions (adapted from ROBINS-I)a
Categories of Bias Related to Design and Conduct of the Studyb | Description of Bias | Study Design or Conduct Factors to Avoid Bias | RCTsc | Nonrandomized Studiesd | Case-Controls |
---|---|---|---|---|---|
Bias arising in the randomization process or due to confounding | When one or more prognostic variables (factor that predict the outcome of interest) influences whether study participants receive one or the other intervention |
| X | ||
| X | Xe | |||
| X | X | Xf | ||
| X | X | X | ||
| X | X | |||
Bias in selecting participants into the studyg | When participants (or initial followup time for some participants only) are selected into the study based on characteristics observed after the start of the intervention/exposure |
| X | X | |
| X | X | |||
| X | X | |||
Bias in classifying interventions | When participant intervention status is misclassified because the intervention status was not recorded in a valid and reliable manner at the start of the intervention |
| X | X | |
| X | X | |||
| X | X | |||
Bias due to departures from intended interventionsi, j | Differences between the intended and actual intervention |
| X | X | X |
| X | X | X | ||
| X | X | X | ||
| X | Xe | |||
| X | ||||
| X | X | |||
| X | X | X | ||
Bias from missing data | Overall or systematic differences between study groups in loss of participants from the study that are not accounted for in the analyses |
| X | X | X |
| X | X | |||
| X | X | X | ||
| X | X | |||
Bias in measurement of outcomes | Overall or systematic differences between study groups in assessment of outcomes |
| X | X | |
| X | X | X | ||
| X | X | X | ||
| X | X | X | ||
Bias in reporting outcomes selectively | Selectively reporting outcomes based on the findings |
| X | X | X |
| X | X | X |
RCT = randomized clinical trial
- a
Details on categories, definitions, and items can be found in Sterne JA, Hernan MA, Reeves BC, et al. ROBINS-I: a tool for assessing risk of bias in non-randomised studies of interventions. The BMJ. 2016;355:i4919. doi:10.1136/bmj.i4919. Note that the first 3 categories of biases presented in the Table occur before or at the time of the intervention or exposure. The remaining categories of biases occur after the intervention. Adapted table used with permission.
- b
Bias arising from design occur before or at the intervention and include bias due to confounding, selection, and classification of interventions. Bias arising from conduct occur after the intervention and can arise from departures from intended interventions, missing data, measurement of outcomes, and reporting.
- c
Bias arising from design for RCTs arise principally from randomization flaws, as contrasted with other designs that have multiple potential sources of bias before or at intervention. Bias arising from conduct for RCTs are similar to bias for other designs.
- d
lncludes nonrandomized controlled studies with investigator-allocated treatment and observational studies of prospective or retrospective cohorts with comparison arms
- e
Relevant only for nonrandomized experimental studies where the investigator allocates treatment
- f
Cases and controls should be similar in all factors known to be associated with the disease of interest, but they should not be so uniform as to be matched for the exposure of interest.
- g
Refers to biases that are internal to the study only, and does not refer to issues of applicability (e.g., restricting the sample to a specific clinical population). Selection bias results when the study design results in a biased estimate of the effect because the design of the study resulted in the exclusion of some participants or their data. For example, studies that evaluate the effect of folic acid supplementation on neural tube on live births only selectively exclude outcomes from pregnancies resulting in fetal deaths. Selection bias can also arise in retrospective studies that do not have complete data for all potential participants at inception or do not restrict their design to “naïve” drug users – by design, these designs potentially exclude eligible participants.
- h
Although we do not expect selection bias to occur routinely in trials, informative censoring in trials with different baseline times could potentially result in selection bias.
- i
This category is relevant only when the review is evaluating the effect of starting and adhering to interventions.
- j
There are no established rules for determining a threshold for appropriate completeness of outcome data. Reviewers should establish what is meant by “Reasonably complete” based on the specific topic and outcome.
- k
Blinding of outcome assessors is especially important with subjective outcome assessments.
- l
Reviewers do not need to evaluate inferential statistics used in studies that report results in a manner that permits meta-analyses or other independent analyses. When reviewers need to rely solely on the results as presented by authors, they may elect to review the use of inferential statistics in the study.
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- Table 3, Description of risk-of-bias categories and study design-specific assess...Table 3, Description of risk-of-bias categories and study design-specific assessment criteria for randomized and nonrandomized studies of interventions (adapted from ROBINS-I)a - Methods Guide for Effectiveness and Comparative Effectiveness Reviews
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