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Integrated Care for Older People: Guidelines on Community-Level Interventions to Manage Declines in Intrinsic Capacity. Geneva: World Health Organization; 2017.

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Integrated Care for Older People: Guidelines on Community-Level Interventions to Manage Declines in Intrinsic Capacity.

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3Evidence and recommendations

Most of the conditions selected for these integrated care for older people (ICOPE) guidelines share the same underlying factors and determinants. It may be possible to prevent or delay the onset of losses in intrinsic capacity through a unified approach to modifying a set of predisposing factors. For example, highly intensive strength training is the key intervention necessary to prevent and reverse mobility impairments, but it also indirectly protects the brain against depression and cognitive impairment, and prevents falls. Nutrition enhances the effects of exercise and has a direct impact on increasing muscle mass and strength.

It is therefore necessary to implement these guidelines using an older person-centred and integrated approach. The recommendations are specific to the community setting, but many are also applicable to health care facilities.

The rationale and evidence base for the ICOPE approach has been described previously in the WHO World report on ageing and health (1).

Providers must ensure the following.

  1. The assessment of individual impairments/declines in capacity is used to inform the development of a comprehensive care plan, and all domains are assessed together.
  2. Interventions to improve nutrition and encourage physical exercise are included in most of the care plans, and all the interventions needed are delivered in conjunction with each other.
  3. The presence of any impairment/decline in capacity always triggers an urgent referral for medical assessment of the associated disease (examples being hypertension, diabetes, chronic obstructive pulmonary disease, and dementia). WHO has developed clinical guidelines to address most of the relevant chronic diseases, and every health care provider should have access to these (Box 1).
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Box 1

WHO guidelines and resources related to ICOPE.

The ICOPE guidelines are organized into three modules.

  • Module I: Declining physical capacities, including mobility loss, malnutrition, and visual impairment and hearing loss, as well as declines in mental capacities, such as cognitive impairment and depressive symptoms.
  • Module II: Geriatric syndromes associated with care-dependency in older age, including urinary incontinence and risk of falls.
  • Module III: Caregiver support.

3.1. Module I: Declining physical and mental capacities

3.1.1. Mobility loss

Mobility is an important element of an older person’s physical capacity. The loss of muscle mass and muscle strength, decreased flexibility and problems with balance can all impair mobility. Mobility impairment is found in 39% of people over 65 years of age, which is more than three times higher than among the working population (26). Mobility loss can be detected and its progression stopped or slowed if appropriate exercise interventions are instigated early in the process (27).

Recommendation 1

Multimodal exercise, including progressive strength resistance training and other exercise components (balance, flexibility and aerobic training), should be recommended for older people with declining physical capacity, measured by low gait speed, grip strength and other physical performance measures.

Quality of the evidence: moderate

Strength of the recommendation: strong

Considerations for recommendation 1

  • The effects of exercise can be enhanced by combining it with increased protein intake and other nutritional interventions.
  • Consult a physical therapist or specialist, if available, before recommending exercise for older people.
  • Refer for investigations into, and treatment of, associated underlying diseases, such as arterial and pulmonary disease, frailty and sarcopenia.
  • Consider tailored, simple and less structured exercise programmes for older adults with limitations in cognitive function. For older people with severely reduced capacity, advise chair- and bed-based exercise training as a starting point.
  • Environmental characteristics associated with older people gaining more physical activity include providing safe spaces for walking, ensuring easy access to local facilities, goods and services, seeing people of a similar age exercising in the same neighbourhood, and regular participation in exercise with friends and family.
  • The effects of multimodal exercise interventions are enhanced when prescribed in association with self-management support. Self-management support also improves adherence.
  • Multimodal interventions are a combination of different modes of exercise (aerobic, resistance, flexibility, balance), with an emphasis on important muscle groups and performed in a functional manner. Older adults should be offered guidance on the physical activity recommended for their age and health conditions. WHO provides recommendations that consider different starting points and levels of capacity for physical activity to maintain health (see http://www.who.int/dietphysicalactivity/factsheet_recommendations) (27).

Supporting evidence for recommendation 1

A systematic search identified 130 reviews, 11 of which served as the basis for the primary findings summarized below.

Seven reviews from high-income countries used a multimodal exercise programme of progressive muscle strengthening or generic strength training, balance retraining exercise, aerobic training and flexibility training. Pooled data from the trials included in these reviews indicated that this intervention significantly improved critical outcomes, including muscle strength of the lower extremity (10 trials, 1259 participants), balance (16 trials, 1313 participants), gait speed (15 trials, 1543 participants), chair stand test score (9 trials, 827 participants), overall physical function (9 trials, 976 participants) and activities of daily living (7 trials, 551 cases). The overall quality of evidence was rated as moderate as the results were consistently beneficial for all critical outcomes and the GDG considered that several of the critical outcomes would individually suffice to support a recommendation for the intervention.

Eleven trials, reported in four reviews, investigated the benefit of progressive resistance training in older people with mobility impairment. Evidence suggests that progressive resistance training improves muscle strength of the lower extremity (8 trials, 655 participants) and chair stand test scores (2 trials, 38 participants). The overall methodological quality rating was moderate for the muscle strength outcome and low for the chair stand test. Progressive resistance training had no effect on other critical outcomes (balance, gait speed, Timed Up and Go score, overall physical function and activities of daily living). In addition, three trials of t’ai chi training showed a significant benefit in terms of improving balance (348 cases), but no effect on the gait speed, chair stand score, activities of daily living or the number of falls. The overall methodological quality rating was low for the balance outcome.

Rationale for recommendation 1

Moderate-quality evidence supports the use of multimodal exercise training to improve the functional outcomes in older adults with mobility impairment. The GDG recognized a greater effect on critical functional outcomes for multimodal exercise. The effects and quality of evidence for stand-alone progressive resistance training and t’ai chi were not considered sufficient for incorporation into the recommendation.

Adverse events reported in a small proportion of trials were reviewed. The most commonly reported events were muscle soreness and joint pain. Very few trials reported serious adverse events, such as fracture, hospitalization or death. No clear relationship was noted between severe events and exercise: similar events were reported in the intervention and control groups.

The GDG recognized the additional cost associated with the scaling-up of supervised exercise training for older people. The GDG felt that the programme cost could be reduced through minimal training for family members and the provision of self-help guides.

The GDG agreed that multimodal exercise was critical to maintaining physical capacity in older people, and that it would be acceptable to them, to family members and to other stakeholders. Based on the moderate quality of the evidence, the widespread acceptability of exercise and the potential opportunities to shift health care tasks, the GDG made a strong recommendation.

3.1.2. Malnutrition

Ageing is accompanied by physiological changes that can have a negative impact on nutritional status and, consequently, intrinsic capacity. Sensory impairments (a decreased sense of taste and smell, for example), poor oral health, isolation, loneliness and depression – individually or in combination – all increase the risk of malnutrition in older age. Ageing is associated with changes in body composition; after the age of 60 years, there is a progressive decrease in body weight that results mainly from a decrease in fat-free mass and lean mass, and an increase in fat mass. Stable body weight overall masks such age-related changes in body composition. Older people who do not consume enough protein are at increased risk of developing sarcopenia, osteoporosis and impaired immune response.

Recommendation 2

Oral supplemental nutrition with dietary advice should be recommended for older people affected by undernutrition.

Quality of the evidence: moderate

Strength of the recommendation: strong

Considerations for recommendation 2

  • Nutritional assessments should be specific to the older person and include nutritional history, records of food intake or 24-hour dietary recall, physical examination with particular attention to signs of inadequate nutrition or overconsumption, and specific laboratory tests if applicable. There are several tools available to assess nutritional status in older people (28, 29).
  • Assessment of muscle mass and muscle strength must be included in the assessment of nutritional status.
  • Dietary counselling to ensure a healthy diet that provides adequate amounts of energy, protein and micronutrients should be encouraged for all older people, including those who are at risk of or affected by undernutrition.
  • It is important to consider specially formulated supplementary foods (in ready-to-eat or milled form), which are modified in their energy density, protein, fat or micronutrient composition, to help meet the nutritional requirements of older people.
  • Mealtime interventions (including family-style meals and social dining) are important approaches for managing undernutrition in older people. Consider family-style meals or social dining for older people living alone or who are socially isolated.
  • Protein absorption decreases with age. Low protein intake is associated with loss of lean body mass, and standard protein intake may not be sufficient for older people.
  • Refer older people with evidence of potentially serious underlying physical illness (gross cachexia, rapid weight loss, obstruction or difficulty swallowing, vomiting, chronic diarrhoea, abdominal pain or swelling) for medical review by a physician or specialist.

Box 2Oral supplemental nutrition

Oral supplemental nutrition is the provision of additional high-quality protein, calories and adequate amounts of vitamins and minerals tailored to the individual’s needs assessed by a trained health care professional. The assessment allows for the best source and vehicle for these nutrients to be defined, whether through the use of supplements, nutrient-rich foods, or specialized commercial or non-commercial nutritional formulations.

Supporting evidence for recommendation 2

Our search strategy identified three systematic reviews to inform these recommendations (3032). We conducted an independent search strategy in 2015 to update the 2009 review (31) and identified 29 additional trials.

The search strategy involved older people who were at risk of or affected by undernutrition. All but two of the trials were conducted in high-income countries. The majority of the trials were in hospital settings or long-term care facilities (nursing, retirement or residential homes). The definition of undernutrition varied in the trials. The majority applied an anthropometric measure – typically body mass index (BMI) – as a nutritional status indicator, and compared it against WHO cut-off values (where underweight is below 18.50 kg/m2). The assessed interventions were aimed at improving the intake of protein and energy using only the normal oral route. Protein was provided together with non-protein energy sources such as carbohydrate and fat, and with or without added minerals and vitamins. The types of intervention considered included supplements in the form of commercial sip feeds; milk-based supplements; fortification of normal food sources; addition of fluid milk (low-fat or fat-free) to the usual daily consumption of dairy products; commercial nourishing drink made up with either milk or water; high-protein and high-calorie feeding supplementary to the hospital diet; commercial supplements or formulated meal-replacement commercial drinks in addition to meals; and other specially formulated nutrition products. Most supplementation trials aimed to provide, per serving, 300–400 kcal, 12–20 g of protein, and additional vitamins and minerals.

The evidence indicated that the consumption of oral supplemental nutrition significantly reduced mortality compared with people on placebo or usual care. In a subgroup analysis, the pooled data from trials conducted in community settings showed no effect on mortality, whereas the treatment effect on mortality remained significant in trials performed in hospital and long-term care settings.

Weight gain, rated as a critical outcome, was reported in 70 trials. These data showed that the intervention improved weight gain for older adults affected by undernutrition. In the subgroup analysis, a significant benefit was indicated in improving weight gain in these older people in trials conducted both in the community setting and in the hospital or long-term care setting.

Rationale for recommendation 2

Moderate-quality evidence showed that administration of oral supplemental nutrition plus dietary advice could prevent mortality and improve weight gain in older people affected by undernutrition. The GDG reviewed the adverse effects associated with this recommendation. Fifteen trials reported adverse effects in both treatment and control groups, but only four of these (two hospital studies, one nursing home study and one community study) provided a systematic evaluation and comparison of adverse effects in the treatment and control conditions. Common side-effects reported in the studies were gastrointestinal symptoms, nausea and diarrhoea. A higher number of adverse effects were reported in studies conducted in hospital settings; this may reflect the baseline severity of the undernutrition, the intensity of supplementation, the presence of comorbid acute illness or, possibly, increased monitoring of adverse effects. Other trials reported a prevalence of adverse effects in both the intervention and control groups, and the majority of these studies reported no between-group differences in adverse effects. The GDG therefore concluded that the potential risks associated with nutritional intervention were small.

Adherence to the nutritional interventions was discussed in detail. The GDG suggested that oral supplemental nutrition may be acceptable to many older people, and would assist those at risk of, or affected by, undernutrition to meet their nutritional requirements. In conclusion, the GDG agreed that these recommendations would be appreciated by older adults and acceptable to key stakeholders.

The implementation of this recommendation may have major resource implications, particularly in the training of staff members. However, in many low- and middle-income countries, community health workers deliver nutritional interventions for children affected by undernutrition and for pregnant mothers. Based on this experience, the GDG concluded that training could be undertaken for existing human resources to implement these recommendations.

The GDG considered that if recourse to the provision of supplemental nutrition or specific food products was necessary to increase an individual’s dietary intake of protein, energy or vitamins and minerals, this should always be combined with dietary advice. Provision of dietary advice will aid an older person’s understanding of the need for oral supplemental nutrition and will ensure that their dignity and human rights are respected.

Based on the evidence, the GDG made a strong recommendation in favour of oral supplemental nutrition for older people affected by undernutrition.

The GDG also considered the evidence for increasing dietary intake and mealtime interventions. Although there was enough evidence about their benefits to support a recommendation, the GDG decided that, due to the generic nature of these two interventions, it was more appropriate not to issue a recommendation.

3.1.3. Visual impairment

Ageing is frequently associated with loss of vision that limits physical performance and activities in daily life. Over half of older adults with impaired vision experience improvements through non-invasive methods, mainly corrective lenses. Some 79% of people over 60 years of age and 90% of people over 70 have cataract, representing the single-most important cause of vision loss (1). These people go back to full visual function with cataract surgery. Yet many older people living in low-income countries have never had even an eye examination, with little opportunity for accessing eye-care services. Community case finding and the immediate provision of eye care or assisted referral for cataract surgery could improve physical capacity and functional ability in older people.

Recommendation 3

Older people should receive routine screening for visual impairment in the primary care setting, and timely provision of comprehensive eye care.

Quality of the evidence: low

Strength of the recommendation: strong

Considerations for recommendation 3

  • At the primary health care level, visual screening can be performed using a Snellen chart to screen for visual acuity.
  • It is important to improve public awareness and generate demand for services through regular community outreach activities.
  • Promote case finding at the primary and community care settings, where health care personnel such as community health workers can be trained to screen for visual acuity.
  • Establish comprehensive eye-care services, so that refraction services with the provision of suitable correction tools are available at the primary health care level.
  • Specifically, provide spectacles that are new, of high quality, accessible and affordable in low-income settings.
  • The most common causes of vision impairment in older people include presbyopia, cataract, glaucoma, diabetic retinopathy and age-related macular degeneration. Older people found to have a visual impairment should therefore be assessed for these medical conditions.
  • Older people who have had diabetes for five years or more must be referred for an assessment with an ophthalmologist. Additionally, it is advisable that people who are at risk of glaucoma (including people of African descent and people with a positive family history), who are at risk of diabetes, or who have severe myopia undergo periodic assessment by an ophthalmologist. The WHO publication, Prevention of blindness from diabetes mellitus (33) is available at http://www.who.int/diabetes/publications/prevention_diabetes2006.
  • Refer to eye-care practitioners or occupational therapists who have expertise in environmental modifications (working with colour and contrast in the environment of the person with low vision) and can teach activities of daily living and skills, such as washing clothes.

Box 3Definitions of low vision

The following definitions of low vision are in use (34):

  • Defined by WHO: visual acuity less than 6/18 in one eye and equal to or better than 3/60 in the better eye with best correction.
  • In use by low-vision services or care: impairment of visual functioning for the person even after treatment and/or standard refractive correction, and a visual acuity of less than 6/18 to light perception, or a visual field less than 10 degrees from the point of fixation, but with ability or potential ability to use vision for planning and/or executing a task for which vision is essential.

Supporting evidence for recommendation 3

Evidence was compiled from three systematic reviews: an updated systematic review that identified five trials of screening and referral, an updated systematic review that identified two trials of screening plus provision of immediate eye care, and an updated systematic review that identified three trials of expedited cataract surgery.

No new trials have been identified in a WHO update of a systematic review that was published in 2006 on screening and referral, which found five trials (35). For these guidelines, results from the three initial systematic reviews therefore comprise the evidence base. In it, pooled data from five trials of 3494 participants indicated that there was no evidence to suggest that visual screening alone could improve visual function in older people. The authors concluded that the reasons for the lack of benefit were high loss to follow-up, contamination of the intervention, similar frequencies of vision disorder detection and treatment in both groups, the use of one screening question to identify people for further testing, and a low uptake of recommended interventions.

A review that identified two trials of visual screening combined with immediate referral for correction of refractive errors revealed evidence of beneficial effects. In the first of the two trials, older people in the intervention group received prescriptions and vouchers for free eyeglasses (36), while participants in the second study were immediately provided with corrective glasses (37). The participants in the first trial were people 65 years of age and over living in the community, whereas the second trial recruited nursing home residents 55 years of age and over. In both trials, visual functioning improved in the immediate-treatment groups.

The systematic review that identified three trials examining the effectiveness of expedited cataract surgery found substantial improvements in vision for older people who had undergone expedited surgery, compared with outcomes for people in the routine surgery or waiting list groups (3840).

Rationale for recommendation 3

The GDG acknowledged the higher prevalence of vision impairment in older people compared with younger, and the enormous individual and societal burden associated with untreated vision conditions. The group considered the limited supportive evidence for the effects on self-reported visual improvement following screening and referral (35). The GDG agreed that the use of screening as a stand-alone intervention was not warranted and that it should be combined with immediate provision of indicated eye care to improve the visual acuity of older people with visual impairment. In addition, the large beneficial effects of cataract surgery observed in three trials was noted by the GDG in support of the provision of cataract surgery, when indicated. None of the trials reviewed reported any adverse consequences associated with screening for vision plus timely provision of care. The GDG recognized the high acceptability and feasibility of this screening and care. The vision-care experts in the GDG mentioned that in many countries, including low- and middle-income ones, there were national programmes for the management of blindness in place, in which professionals trained in the early identification of avoidable blindness performed vision screening. This screening was focused largely on children, however, while many older people experienced difficulties accessing such screening and timely provision of care. The GDG felt that screening coupled with provision of indicated eye care might increase equity in this field.

Given the minor variability in values and preferences, the feasible and acceptable nature of the intervention, and the potential for benefits to greatly outweigh harms, especially in high-burden countries, the GDG made a strong recommendation despite the low quality of the evidence.

3.1.4. Hearing loss

Untreated hearing loss affects communication and can contribute to social isolation and loss of autonomy, with associated anxiety, depression and cognitive impairment. Despite its considerable individual and social implications, hearing loss is largely undetected and undertreated in older people. Yet this common limitation in intrinsic capacity can generally be managed effectively. Simple interventions and adaptations for hearing loss include fitting hearing aids, environmental modifications, and behavioural adaptations that include reducing background noise and using simple communication techniques, such as speaking clearly.

Recommendation 4

Screening followed by provision of hearing aids should be offered to older people for timely identification and management of hearing loss.

Quality of the evidence: low

Strength of the recommendation: strong

Considerations for recommendation 4

  • Community awareness about hearing loss and the positive benefits of audiological rehabilitation in older people, through community case finding and outreach activities, should be promoted.
  • Health care professionals should be encouraged to screen older adults for hearing loss by periodically questioning them about their hearing. Audiological examination, otoscopic examination and the whispered voice test are also recommended.
  • Hearing aids are the treatment of choice for older people with hearing loss, because they minimize the reduction in hearing and improve daily functioning.
  • Medications should be reviewed for potential ototoxicity.
  • People with chronic otitis media or sudden hearing loss, or who fail any screening tests should be referred to an otolaryngologist.
  • Additional guidance can be found in the WHO Guidelines for hearing aids and services for developing countries (41), available at http://www.who.int/pbd/deafness/en/hearing_aid_guide_en.pdf.

Supporting evidence for recommendation 4

Evidence for this recommendation was obtained by reviewing two randomized controlled trials. Both trials demonstrated the benefit of screening and immediate provision of hearing aids in older adults. The earlier of the two found that immediate provision of hearing aids was associated with statistically significant improvements in the hearing-related quality-of-life score the Hearing Handicap Inventory for the Elderly (HHIE), and in the Quantified Denver Scale of Communication Function (QDS) score (42). In the second trial both hearing aid groups experienced greater improvements in hearing-related outcomes compared with the no-treatment and assistive-listening device groups (43). The mean improvement in HHIE scores in this trial was small for control patients (2.2 points) and those who received an assistive listening device (4.4 points), larger for patients who received a conventional device (17.4 points), and considerable for patients who received a programmable device (31.1 points).

Rationale for recommendation 4

The GDG considered there was low-quality evidence supporting the use of screening and provision of hearing aids as a way to improve critical hearing-related outcomes for older people. In addition to the evidence, however, the GDG also considered issues such as the opportunity costs and usefulness of potential interventions given the very high prevalence of, and the enormous societal implications associated with, undiagnosed and untreated hearing loss; worldwide, one third of older people live with some degree of hearing loss.

The GDG members thus agreed that the benefits of the intervention outweighed the disadvantages and costs. Screening and use of hearing aids does not seem to harm individuals, high-quality hearing aids can now be fitted at an affordable cost, and most older people do not object to being assessed. Based on the acceptability, feasibility and increasing affordability of hearing aids – coupled with the potentially large beneficial effects afforded to older people living in high-burden countries if they are able to engage and communicate effectively within their communities – the GDG decided to issue a strong recommendation despite the low-quality evidence.

3.1.5. Cognitive impairment

Cognitive impairment is a strong predictor of functional disability and the need for care among older people. Mild cognitive impairment increases the risk of developing dementia, and the available evidence suggests that an average five-year postponement of the age of onset would reduce the prevalence of dementia by half (44). Cognitive stimulation therapy, such as participation in a range of activities aimed at improving cognitive and social functioning, is a critical strategy to prevent and reverse declining cognitive capacity and, consequently, to prevent functional disabilities and care dependency in older age.

Recommendation 5

Cognitive stimulation can be offered to older people with cognitive impairment, with or without a formal diagnosis of dementia.

Quality of the evidence: low

Strength of the recommendation: conditional

Considerations for recommendation 5

  • Assessment for cognitive function can be performed using any locally validated tool.
  • In the absence of standard assessment, the person, and also someone who knows them well, should be asked about problems with memory, orientation, speech and language, and any difficulties in performing key roles and activities. Memory, orientation and language should be assessed.
  • Cognitive stimulation could be delivered in short sessions. In high-income countries, it is usually administered by psychotherapists. Some characteristics of the intervention such as duration or frequency could, however, be adapted for each setting, and it could be administered by suitably trained and supported non-specialists.
  • It is important to encourage family members and caregivers to provide older people with regular orientation information (day, date, time, weather, names of people, and so on), to help them remain orientated in time and place. They can use materials such as newspapers, radio and television programmes, family albums and household items to promote communication, orientate the person to current events, stimulate memories and enable them to share and value their experiences.
  • Impairment in cognitive function may be associated with memory deficits and difficulties managing instrumental activities of daily living such as finances and shopping, and with impaired social function. Cases should be referred for medical assessment.
  • More guidance on dementia can be found in the WHO mhGAP intervention guide (45), available at http://www.who.int/mental_health/mhgap/mhGAP_intervention_guide_02.

Box 4How to identify cognitive impairment

  • Assessment for cognitive function can be performed using any locally validated tool.
  • In the absence of standard assessment: (a) assess memory by asking the person to repeat three common words immediately, then again 3 to 5 minutes later, (b) assess orientation to time by asking the time of day, day of week, season, and year, and assess orientation to place by asking the person where they are being tested, or where the nearest market or store is to their home, and (c) test language skills by asking the person to name parts of the body and to explain the function of physical items (for example, “What do you do with a hammer?”).
  • Confirm any cognitive deficit with a family member or someone else who knows the person well.

More detail is found in the WHO mhGAP intervention guide (45), available at http://www.who.int/mental_health/mhgap/mhGAP_intervention_guide_02.

Supporting evidence for recommendation 5

Evidence on the effectiveness of cognitive stimulation interventions for older adults with cognitive impairment was extracted from one systematic review (44). In this study, interventions were typically delivered in day-care or long-term care settings, and involved participants with dementia or mild cognitive impairment, or both. The review analysed pooled data from 17 trials: 12 studies (810 participants) assessed cognitive impairment using the Mini Mental State Examination (MMSE) while the other five trials assessed cognitive function using the Alzheimer’s Disease Assessment Scale – Cognitive subscale (ADAS-Cog). Evidence from all of these trials showed significant improvement in cognitive function after the intervention. The overall quality of the evidence was low. New randomized controlled trials are needed to test the efficacy of different types of cognitive-based interventions that exclusively target older adults with cognitive impairment.

Rationale for recommendation 5

Low-quality evidence supports the use of cognitive stimulation interventions (of any form) to improve cognitive function in older people with mild cognitive impairment and dementia. The GDG recommends that health care professionals provide these interventions to people who are eligible. The GDG identified low-quality evidence that the intervention improved important health outcomes, and concluded that the benefits outweighed the adverse effects. The intervention is non-invasive and no trial reported any harms associated with cognitive stimulation. Variability in values and preferences was noted to be minor, and the intervention was considered feasible and acceptable. Resource requirements for delivery of cognitive stimulation interventions would initially be considerable, but the GDG argued that adaptation of the intervention for specific settings, and investment in training of non-specialists, would potentially discount future costs. The strength of this recommendation is conditional, due to the low quality of the evidence – most trials involved older people who had dementia, and the effects of cognitive stimulation interventions in those with mild cognitive impairment without dementia remains unclear.

3.1.6. Depressive symptoms

Depressive symptoms (or sub-threshold depression) apply to older adults who have two or more simultaneous symptoms of depression present for most or all of the time, for at least two weeks in duration, but who do not meet the criteria for a diagnosis of a major depressive disorder. This is an important condition that affects between 6% and 10% of older adults in primary care settings, 30% in medical and long-term care settings, and is associated with declining intrinsic capacity (46).

Recommendation 6

Older adults who are experiencing depressive symptoms can be offered brief, structured psychological interventions, in accordance with WHO mhGAP intervention guidelines, delivered by health care professionals with a good understanding of mental health care for older adults.

Quality of the evidence: very low

Strength of the recommendation: conditional

Considerations for recommendation 6

  • Older people can experience psychological difficulties consistent with the symptoms of depression but without these necessarily meaning they have moderate-to-severe depression. When assessing older people, it is important to assess whether the person has depressive symptoms, but also if these are associated with social isolation, and whether the person has difficulties in day-to-day functioning due to depressive symptoms.
  • Cognitive impairment and dementia may be associated with depressive symptoms and must be assessed. People with dementia often present with complaints of mood or behavioural problems, such as apathy, loss of emotional control, or difficulties carrying out usual work or domestic or social activities.
  • The management and assessment of depressive symptoms is covered by the WHO mhGAP intervention guide (45) (within the module for ‘Other significant emotional or medically unexplained somatic complaints; see Box 5).
  • Older people who qualify for a diagnosis of depressive disorder should be advised and treated as recommended in the mhGAP guidelines.
  • Physical exercise should be considered as an adjunct to structured psychological treatments to improve intrinsic capacity in older people (see the guidance in section 3.1.1 on mobility loss).
Box Icon

Box 5

Summary information for treatment of depression.

Supporting evidence for recommendation 6

Evidence on the benefit of psychological intervention for managing depressive symptoms in older adults was extracted from two systematic reviews (47, 48). All the trials reviewed were conducted in high-income countries and administered by trained mental health care professionals.

Pooled data from six trials (826 older adults) that used cognitive behavioural therapy, problem-solving therapy and life-review therapy indicated that these interventions considerably reduced depressive symptoms in older adults. The overall quality of the evidence was low. Another review examined the effectiveness of behavioural activation specifically in reducing depressive symptoms in adults. However, only three of the included trials recruited older adults. Evidence from these trials (102 older adults) showed that behavioural activation significantly reduced depressive symptoms in the intervention group. The overall quality of the evidence was very low.

Rationale for recommendation 6

Very low-quality evidence supports the use of psychological interventions (cognitive behavioural therapy, problem-solving therapy, interpersonal counselling, behavioural activation therapy and life-review therapy) to reduce depressive symptoms in older adults. No trials reported harms associated with these interventions. In the absence of any specific harms, the GDG concluded that these interventions were likely to have limited potential for harm. The administration of behavioural activation is a relatively unsophisticated intervention that can be learned more quickly than most other evidence-based psychological treatments. The intervention has been studied mainly as a multiple-session intervention performed by specialists, however, which may not generalize to non-specialized health care and carries considerable resource implications. Nonetheless, the intervention could be modified into a brief intervention as an adjunct treatment or as part of a first step in a comprehensive care approach in primary health care. Although the evidence specifically for older people is scarce, WHO has comprehensive tools and guidelines to manage depressive symptoms in adults. Given that depression is associated with a severe decline in functional ability among older people – and that a recommendation in favour of the provision of brief psychological interventions would be consistent with the existing WHO mhGAP recommendation for depression (45) – the GDG concluded that the benefits outweighed the harms. In view of the very low quality of evidence and the possible lack of generalizability to all community settings, the GDG issued a conditional recommendation for the treatment of depressive symptoms in older adults.

Recommendations 7 and 8

7. Prompted voiding for the management of urinary incontinence can be offered for older people with cognitive impairment.

Quality of the evidence: very low

Strength of the recommendation: conditional

8. Pelvic floor muscle training (PFMT), alone or combined with bladder control strategies and self-monitoring, should be recommended for older women with urinary incontinence (urge, stress or mixed).

Quality of the evidence: moderate

Strength of the recommendation: strong

3.2. Module II: Geriatric syndromes

3.2.1. Urinary incontinence

Urinary incontinence – involuntary leakage of urine – affects about a third of older people worldwide (4951). Continence depends not only on lower urinary tract function but also on intact mobility, cognition and motivation. Urinary incontinence has important medical repercussions and is associated with decubitus ulcers, sepsis, renal failure, urinary tract infections and increased mortality. Psychosocial implications of incontinence include loss of self-esteem, restriction of social and sexual activities, and depression. Urinary incontinence is also a key determinant of care dependency in older age.

Considerations for recommendations 7 and 8

  • Urinary incontinence in older people is multifactorial and needs evaluation and treatment that is not focused solely on the lower urinary tract. Although an assessment of urinary incontinence can be made by non-specialized health workers, full evaluation is the responsibility of a medical professional or clinician. The full assessment is needed because of the multifactorial nature of urinary incontinence in older people. The examination should include cardiovascular, abdominal and neurological systems as well as assessment of mobility and cognition.
  • An assessment of urinary incontinence includes the evaluation of fluid intake, medications, physical and cognitive capacity (including mobility), and previous urological surgeries.
  • The single best question to ask when diagnosing urge incontinence is: “Do you have a strong and sudden urge to void that makes you leak before reaching the toilet?”
  • A good question to ask when diagnosing stress incontinence is: “Is your incontinence caused by coughing, sneezing, lifting, walking or running?”
  • The person needs to be assessed for reversible causes of urinary incontinence, such as delirium, infection, atrophic vaginitis, pharmaceutical causes such as medication-induced urinary retention, psychological disorder (depression), excessive urine output (hyperglycaemia, for example), and stool impaction.
  • As a first-line treatment, provide advice on bladder training for a minimum of 6 weeks. Bladder training involves advising the older person to follow a strict schedule for bathroom visits. The schedule starts with bathroom visits every 2 hours, but the time between visits should be gradually increased to improve bladder control.
  • Pelvic floor muscle training (PFMT) strengthens the muscles that support the urethra and augment its closure. Often used for stress urinary incontinence, PFMT may help with urge leakage as well. Similar to other muscle-strengthening regimens, PFMT is based on controlled repetitions of high-intensity contractions, held for as long as possible. A starting regimen could be 3 sets of 10 contractions (with adequate relaxation between each) repeated 2–3 times per week.
  • Key to the success of PFMT is correct identification of the target muscles and appropriate motivation to continue the programme.

Supporting evidence for recommendations 7 and 8

Five systematic reviews were identified, of which two systematic reviews served as the basis for the primary findings on prompted voiding and PFMT interventions (52, 53).

7. Prompted voiding

Four of the reviewed trials were conducted in the United States of America, and most of the participants in these had moderate-to-severe cognitive impairment. All except one of the trials recruited older adults with urinary incontinence in nursing home settings. The duration of the intervention ranged from 20 days to 32 weeks. The evidence showed that the prompted voiding intervention significantly reduced the number of incontinence episodes in 24 hours.

Data for self-initiated toileting outcomes were reported in four trials, but only one provided sufficient data. All of these trials showed a significant increase in independent requests for the toilet as a result of the prompted voiding intervention. The overall quality of the evidence was low.

8. Pelvic floor muscle training (PFMT)

Evidence for PFMT was derived primarily from five randomized controlled trials that investigated the benefit of PFMT compared with placebo or control. Two of these trials were conducted in Brazil, two in Japan, and one in the United States. The mean age of the study participants ranged from 60.2 years to 76.6 years. All of the trials recruited older women living in the community. Participants’ perceived cure of urinary incontinence was reported in three trials. The data showed that PFMT significantly increased the perceived cure rate and significantly reduced urinary incontinence symptoms. The overall quality of the evidence for PFMT was low.

The benefit of PFMT when combined with bladder control strategies, with or without biofeedback, has been examined. All of the trials reviewed recruited older adults living in the community, and the majority of the participants had mixed urinary incontinence. The combined intervention was administered at home and in clinical settings. The mean age of the study participants ranged from 65.4 years to 74.7 years. All except one of the trials recruited only older women. The pooled data from five trials (709 participants) indicated that this intervention significantly reduced the number of incontinence episodes over 6–24 weeks of follow-up. The overall quality of the evidence was moderate.

Rationale for recommendations 7 and 8

Low-quality evidence supports the use of prompted voiding to reduce episodes of urinary incontinence among older people with cognitive impairment. Urinary incontinence is common among those with cognitive impairment and increases the need for formal and informal care. No trial has reported adverse effects associated with prompted voiding interventions. All of the included trials were conducted in high-income countries in long-term care settings and the GDG recognized that these interventions may be difficult to implement in community settings reliant on the help of family caregivers. Based on the low-quality evidence and the potential challenges to implementation in community settings, the GDG made a conditional recommendation.

Low-quality evidence supports PFMT when used on its own to reduce incontinence in older women with urinary incontinence. When combined with bladder control strategies and self-monitoring, the quality of evidence increases to moderate in support of using PFMT. Urinary incontinence has a profound impact on the older person’s quality of life and functional ability, and increases the need for care. No trial has reported adverse effects associated with this intervention, and the GDG considered that the potential for harm from PFMT was likely to be low given the non-invasive nature of the intervention. The GDG indicated that the recommendation was likely to be valued by older women with urinary incontinence, and that the intervention was highly acceptable to health care providers. Based on the moderate quality of the evidence for the combined approach, and the minimal harms, the GDG made a strong recommendation for provision of PFMT both alone and in combination with other strategies.

3.2.2. Risk of falls

Declining physical capacity in older people often manifests in falls and fall-related injuries. Around one third of people over 65 years of age and living in the community have a fall each year, many of whom are experiencing recurrent falls (54, 55). Falls are the leading cause of hospitalization and injury-related death. Fatal fall rates rise considerably to sharply with five-year increases above 60 years of age (56). Accidental falls are due to a combination of extrinsic (environmental) and intrinsic (organ system abnormalities affecting postural control) factors. Extrinsic factors include environmental hazards such as loose rugs, clutter, poor lighting and improper foot wear such as ill-fitting, floppy slippers. Intrinsic factors include abnormalities in any of the organ systems that contribute to postural control such as sensory, musculoskeletal and central nervous system. Older people can decrease their fall risk with exercise, physical therapy, home-hazard assessments and adaptations, and withdrawal of psychotropic medications.

Recommendations 9–12

9. Medication review and withdrawal (of unnecessary or harmful medication) can be recommended for older people at risk of falls.

Quality of the evidence: low

Strength of the recommendation: conditional

10. Multimodal exercise (balance, strength, flexibility and functional training) should be recommended for older people at risk of falls.

Quality of the evidence: moderate

Strength of the recommendation: strong

11. Following a specialist’s assessment, home modifications to remove environmental hazards that could cause falls should be recommended for older people at risk of falls.

Quality of the evidence: moderate

Strength of the recommendation: strong

12. Multifactorial interventions integrating assessment with individually tailored interventions can be recommended to reduce the risk and incidence of falls among older people.

Quality of the evidence: low

Strength of the recommendation: conditional

Considerations for recommendations 9–12

  • Older people who present for medical attention because of a fall, report recurrent falls in the past year, or demonstrate abnormalities of gait and/or balance should be offered a comprehensive risk assessment.
  • A comprehensive assessment may include the following items: history of falls; gait, balance, mobility and muscle weakness; osteoporosis risk; fear of falling, vision impairment, cognitive impairment, neurological examination; urinary incontinence; home hazards; cardiovascular examination; and medication review.
  • Multimodal exercise, including progressive resistance training and other exercise components (balance, flexibility and aerobic training) must be included in every care plan for older people at risk of falls (see Recommendation 1 on mobility loss).
  • Identification of older people with visual impairment and their referral for interventions should be implemented in any approach to prevent falls. To prevent falls for older people with cataract, for example, immediate surgery should be recommended.
  • Medication review by a trained health care professional, especially to reduce psychotropic medication, has been shown to reduce falls. Older people should be encouraged to reduce their use of sleeping aids, including over-the-counter medication containing diphenhydramine or other sedating antihistamine. Benzodiazepines and antidepressants have also been associated with falls.

Supporting evidence for recommendations 9–12

One systematic review of interventions designed to reduce the incidence of falls in older people living in the community was identified (55). The review included 159 randomized controlled trials with a total of 79 193 participants. Most trials compared a falls prevention intervention with no intervention or one that was not expected to reduce falls.

9. Medication review and withdrawal

Evidence is limited for the effectiveness of interventions targeting medications (withdrawal of psychotropic medications, for example, or educational programmes for family physicians). Only one study showed that withdrawal of psychotropic medication was effective in reducing the rate of falls. Another study indicated that educational programmes on medical review and modification for general practitioners were effective in reducing the numbers of falls. The quality of evidence was low.

10. Multimodal exercise

Fifty-nine trials (13 264 participants) tested the effect of exercise on falls in older people. Trials that combined two or more categories of the following exercise components were grouped as multicomponent exercise interventions, delivered in groups or individually: gait, balance and functional training; strength and resistance training; flexibility; t’ai chi; general physical activity; and endurance.

Sixteen trials (3622 participants) found evidence of effects of multicomponent group exercise interventions in preventing falls in older people. The quality of the evidence was low.

Five trials (1563 participants) tested t’ai chi exercise delivered as a group intervention. T’ai chi reduced the rate of falls and the risk of falling. The benefit of t’ai chi exercise on the rate of falls was greater for the subgroup not selected for a higher risk of falling. Thus, t’ai chi seems to be more effective in people who are not at a high risk of falling. The overall quality of the evidence was low.

Eight trials delivered individual exercise interventions at the participant’s home. Home-based interventions achieved a statistically significant reduction in the rate of falls and the risk of falling. A trial that examined the role of balance and strength training in daily activities showed a statistically significant reduction in the rate of falls. The overall quality of the evidence was moderate.

11. Home modifications

Six trials (4208 participants) investigated the effectiveness of home safety interventions for reducing the rate of falls and the risk of falling. The mean age of the trial participants was over 75 years and the follow-up period ranged from 3 to 18 months. Overall, home safety assessment and modification interventions were effective in reducing the rate of falls. Subgroup analysis revealed that a home safety intervention delivered by an occupational therapist was effective in reducing the rate of falls in older adults who were at risk of falling compared with delivery by a non-occupational therapist (including nurses and trained research staff). The overall quality was moderate.

12. Multifactorial interventions

Nineteen trials investigated the benefit of multifactorial interventions (assessment and referral, or provision of active interventions) in preventing falls in older people. Multifactorial interventions that integrated assessment with individualized intervention, usually involving a multidisciplinary team, were effective in reducing the rate of falls. All of the trials recruited older people living in the community. Only one study was from a middle-income country (Thailand); the other 18 trials were from high-income countries, mainly Australia, Canada, China, Denmark, Finland, the Netherlands, Taiwan, the United Kingdom and the United States. The overall quality of evidence was low.

Rationale for recommendations 9–12

9. Medication review and withdrawal

Low-quality evidence supports the effectiveness of reviewing the use of psychotropic medication and of medication withdrawal in reducing the incidence of falls in older adults. The GDG was unclear about the harm associated with these interventions, as no trials had reported potential harm. Polypharmacy is acknowledged as one of the main risk factors for falling. Medication review should be part of any integrated care programme addressing the risk of falls. A review of medications – in particular the withdrawal of any – requires consultation with specialists (pharmacologists, geriatricians, mental health care professionals). The GDG acknowledged that the recommendation may be less feasible in low-resource health care settings, where primary care professionals have limited support from specialized health care professionals. Given the low quality of the evidence and the potential challenges of generalizing implementation to settings where specialists are scarce, the GDG issued a conditional recommendation.

10. Multimodal exercise

Moderate-quality evidence supported the use of multimodal physical exercise to prevent falls. This is in line with the physiopathology and strong association of falls with loss of muscle mass and strength as people age. The GDG had made a prior strong recommendation in the guideline meeting for using multimodal exercise to reverse declining physical capacity, and based on that review of evidence, found very low risks associated with the intervention. The GDG concluded that the benefits of this recommendation outweighed any associated harms, provided that multimodal exercise (mainly strength and balance) training was administered by appropriately trained professionals. The GDG identified that interventions to prevent falls would be highly valued by older people and that provision of exercise was acceptable to health care providers and feasible for implementation in the community. The GDG recognized that resource requirements were potentially large but that task-shifting away from professionals, and engagement of family members could reduce the overall costs, provided that adequate training would be available. Given the moderate quality of the evidence, the large potential benefits and high acceptability and feasibility, the GDG made a strong recommendation for multimodal exercise to prevent falls – consistent with the previous recommendation on physical exercises to improve mobility.

11. Home modifications

Moderate-quality evidence supports the effectiveness of providing a home-hazard assessment and environmental modifications for older people at risk of falls. A combination of advice with educational interventions to increase confidence, risk awareness and home safety is most effective. A lengthy debate ensued regarding who should carry out the home-hazard assessments. The GDG recognized that, in practice, this may be by any trained professional rather than always a health care professional. The majority of the trials involved assessments by trained health care professionals, including doctors, occupational therapists, nurses, physiotherapists, social workers and trained assessors. The GDG acknowledged the limited specialist human resources (occupational therapists, for example) in low-resource settings and the associated higher costs of delivering adequate assessments via such professionals. The GDG recognized that, with sufficient training, non-specialist health care professionals could perform home-hazard assessments for at-risk older adults. Given the moderate quality of the evidence and the potential for task-shifting, the GDG made a strong recommendation.

12. Multifactorial interventions

Low-quality evidence supports multifactorial interventions targeted at the risk factors of falls as a way to reduce their incidence in older adults living in the community. A definite recommendation from this evidence is difficult for the specific components. A sensible strategy may therefore be to refer older people for interventions that target known risk factors. The GDG recognized that multifactorial interventions may have resource implications for health care and for individuals. The existing evidence base is poor for judging the cost-effectiveness of these interventions. However, if at-risk older adults are identified and undergo interventions, multifactorial intervention is likely to be cost-effective when compared with no treatment. On this basis, and considering the low quality of the evidence, the GDG decided to issue a conditional recommendation.

3.3. Module III: Caregiver support

Worldwide, 349 million people are estimated to be care dependent, of whom 5%, 18 million, are children younger than 15 years, and 29%, 101 million, are people 60 years of age and over (57). Care dependence arises when functional ability has fallen to a point that the individual is no longer able without assistance to undertake the basic tasks needed for daily living. Coexisting chronic diseases (multimorbidity) are frequently associated with the need for health and social care for older people (58). Such care in most countries is provided by informal caregivers (for example, the care receiver’s spouse, adult children or other relatives or friends), and women are the primary caregivers (59). Caregivers of people with severe declines in intrinsic capacity are at higher risk of experiencing psychological distress and depression themselves (60). In many low- and middle-income countries, the formal system of long-term care is poorly developed, with the result that the negative effects of caregiving have a profound impact on the physical, emotional and economic status of women and other family caregivers.

Recommendation 13

Psychological intervention, training and support should be offered to family members and other informal caregivers of care-dependent older people, particularly but not exclusively when the need for care is complex and extensive and/or there is significant caregiver strain.

Quality of the evidence: moderate

Strength of the recommendation: strong

Considerations for recommendation 13

  • The focus of the support intervention should be the primary family caregivers. During the initial contact, ask the older person to identify their primary caregiver.
  • Caregiver support should be provided by appropriately trained health care professionals who are given support and supervision relevant to their level of involvement.
  • Psychological distress and psychosocial impact on carers should be identified.
  • Family caregivers experiencing stress should be offered a needs assessment and access, whether in primary or secondary care settings, to psychosocial support.
  • Family caregivers identified with caregiving strain should be assessed for depression. Refer to the WHO mhGAP intervention guide for information on assessment and management of depression (45).
  • The focus of a caregiver support intervention should be based on the carer’s choice, and the emphasis should be on optimizing their well-being.
  • Acknowledgement should be given to caregivers that it can be extremely frustrating and stressful to care for people with dementia. It is nonetheless important to help ensure that carers continue to support care-dependent older people, avoiding hostility or neglect.
  • Carers can be encouraged to respect the dignity of older people through being involved in decisions about the person’s life as far as possible.
  • Training and support can be given to caregivers for specific skills, such as managing difficult behaviour.
  • If possible, practical support should be considered. Where feasible, home-based respite care is one example, whereby another family member or other suitable person can supervise and care for the older person. This may relieve the main caregiver who can then rest or carry out other activities.
  • If feasible, the carer’s psychological stress could be addressed with support and problem-solving counselling.
  • Exploration can be made as to whether the person qualifies for any social benefits or other social or financial support. This may be from government or nongovernmental sources.

Supporting evidence for recommendation 13

Evidence on caregiver support interventions was extracted from three systematic reviews (6163). One of these included 78 trials with six different interventions, including psycho-educational interventions, supportive interventions, psychotherapy, respite care, training of the care recipient, and multicomponent interventions (62). The evidence from these trials indicated that caregiver support interventions significantly improved several critical and important outcomes (carer burden, depression, well-being, ability/knowledge). In particular, psychological education for carers of older people with mental disorders showed significant effects in reducing caregiver strain and improving ability and knowledge. Supportive interventions (including professional- and peer-led groups for support and discussion) have positive effects on the care burden. The overall quality of evidence was moderate.

Rationale for recommendation 13

Moderate-quality evidence supports the effectiveness of psychological intervention, support and caregiving training for reducing caregiver strain. The significant beneficial effects of psychological interventions on the critical outcomes of caregiver burden and depression were considered sufficient to warrant a recommendation in favour of the intervention. The balance of harms and benefits was discussed by the GDG. No trials had identified any harm for care-dependent older people or their caregivers that was directly related to caregiving support interventions. The GDG concluded that limited potential for harm was associated with these interventions. Such interventions are frequently very resource intensive and may require specialist delivery. The GDG acknowledged that the implementation of these approaches may face challenges in community settings. In those settings where implementation would be possible, the GDG agreed that the interventions would be highly valued by caregivers and would be acceptable to health care providers. In view of equity, with the health of caregivers frequently being ignored in the delivery of care for older people, and coupled with the moderate quality of the evidence, the GDG made a strong recommendation in favour of psychological interventions for caregivers.

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