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Blom AW, Artz N, Beswick AD, et al. Improving patients’ experience and outcome of total joint replacement: the RESTORE programme. Southampton (UK): NIHR Journals Library; 2016 Aug. (Programme Grants for Applied Research, No. 4.12.)

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Improving patients’ experience and outcome of total joint replacement: the RESTORE programme.

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Chapter 8Systematic review and meta-analysis of exercise and education interventions before total hip and knee replacement

Abstract

Background

We aimed to evaluate the clinical effectiveness of exercise and education in patients waiting for total hip or knee replacement.

Methods

We searched MEDLINE, EMBASE, CINAHL, PsycINFO, Cochrane and Web of Science databases from inception to March 2014. Searches covered hip and knee replacement, randomised trials and pre-surgery. Interventions targeted optimisation of pre-surgical health, preparation for in-hospital recovery and long-term health. Outcomes extracted in duplicate were combined in meta-analyses with additional data provided by authors. Study quality was assessed.

Results

Interventions targeting optimisation of pre-surgical health (n = 36) showed benefit compared with controls in physical function (SMD 0.28, 95% CI 0.16 to 0.40); pain (SMD 0.21, 95% CI 0.10 to 0.33); and anxiety (SMD 0.38, 95% CI 0.11 to 0.65). Benefit was mainly limited to THR and effect sizes were largely unaffected by study quality or exercise/education content.

In studies targeting in-hospital recovery (n = 27), post-surgical anxiety was lower in intervention patients (SMD 0.38, 95% CI 0.13 to 0.63) who also mobilised earlier.

Interventions targeting long-term outcomes (n = 18) showed no benefit.

Conclusions

Exercise and education before total hip and knee replacement can improve patients’ pre-surgical health and early recovery. Further research is required for knee replacement, intervention content and in relation to long-term outcomes.

Background

Previous systematic reviews of interventions before surgery have focused on the effectiveness of education83 and physiotherapy.82 In this section we update these with a series of more recent reviews of RCTs using systematic review methods. Acknowledging the overarching aims of exercise and education before hip and knee replacement, we classified studies according to their primary objectives. Thus, interventions are targeting making improvements to one or more of pre-surgical physical and psychological health, preparedness for recovery in hospital, and long-term post-surgical outcomes.

Methods

General methodsAs described in Chapter 2, Systematic review methods
Databases and datesMEDLINE, EMBASE, CINAHL, PsycINFO and The Cochrane Library from inception to 17 October 2013. Citations of key articles in ISI Web of Science and reference lists. Previous systematic reviews and meta-analyses were checked
Search strategyHip or knee replacement/RCT/pre-surgery. MEDLINE search strategy based on terms in Appendix 3
Study designRCTs with individual or cluster randomisation. Quasi-randomised designs (e.g. alternate allocation)
PatientsAdults waiting for total hip or knee replacement
InterventionNon-pharmacological pre-surgical intervention with the aim of improving outcomes before or after joint replacement. Interventions between being placed on the waiting list and surgery:
  • optimising pre-surgical health
  • preparation for recovery in hospital
  • improving long-term outcomes
  • not electrical stimulation, acupuncture, or smoking cessation
ControlsUsual care or minimal intervention
Follow-up≥ 3 months
Data extractionCountry, baseline dates, participants (indication, age, sex), inclusion and exclusion criteria, intervention and control group content, setting, timing, duration and intensity, follow-up time, losses to follow-up and reasons
OutcomesPatient-reported physical function, pain and anxiety measured before surgery
Patient-reported anxiety and pain, mobilisation measured in hospital or < 1 month after surgery, and length of hospital stay
Patient-reported physical function and pain from 3 months after surgery (longest follow-up reported unless large loss to follow-up)
Quality assessmentGood, reasonable (e.g. non-blind follow-up with self-complete questionnaires), or possible bias (unequal or major loss to follow-up, or important baseline differences)

Studies were classified into groups A, B and C independently by two reviewers with final decisions on classifications decided by consensus with input from other programme contributors.

Results

Review progress is summarised as a flow diagram in Figure 37. Searches identified 5073 articles. After screening and detailed evaluation, 48 articles describing 52 interventions met the inclusion criteria and study characteristics are summarised in Table 75. Studies reported interventions in patients before hip (n = 22),487508 knee (n = 21),500,503,509525 or either hip or knee replacement (n = 9).526534 Interventions focused on optimising pre-surgical health (n = 36), preparation for recovery in hospital (n = 27) and improving long-term outcomes (n = 18). Potential sources of bias are summarised in Appendix 8. Results of meta-analyses are summarised in Table 76.

FIGURE 37. Systematic review and meta-analysis of exercise and education interventions before total hip and knee replacement: flow diagram.

FIGURE 37

Systematic review and meta-analysis of exercise and education interventions before total hip and knee replacement: flow diagram.

TABLE 75

TABLE 75

Systematic review and meta-analysis of exercise and education interventions before total hip and knee replacement: included studies

TABLE 76

TABLE 76

Systematic review and meta-analysis of exercise and education interventions before total hip and knee replacement: meta-analysis

Optimising pre-surgical health

Of the 36 interventions (32 articles) targeting optimisation of pre-surgical health, 14 interventions were in patients waiting for THR,487489,493497,500504,507 17 in patients waiting for TKR,500,503,509515,517,519521,523525 and five in total hip and knee patients together.526529,534

Eighteen interventions were specifically exercise based,488,494,497,502,503,509,511515,519,520,523525 nine were education based,52,489,495,500,501,526,527,529 while nine were multifactorial with exercise and education components and, in some cases, an occupational therapy base.487,493,496,504,507,510,517,521,528

Effect on pre-surgical physical function

Physical function before surgery was measured after 21 interventions using WOMAC (physical function or total), SF-36 physical function, HHS, HOOS, HSS, Arthritis Impact Measure Score 2 (AIMS2), AKSS or locally devised scores.

Data for meta-analysis were available for 19 interventions with 1026 participants.488,493,494,496,497,501503,510,513515,519,521,525,527,534 In the random-effects meta-analysis shown in Table 76 and Figure 38, the average SMD was 0.28 (95% CI 0.16 to 0.40) favouring intervention. Inspection of the funnel plot did not suggest publication bias. Benefit for interventions was limited to eight studies with 343 patients waiting for THR (average SMD 0.40, 95% CI 0.18 to 0.61) and two studies with 226 hip and knee patients reported together. There was no heterogeneity across all studies or in those in patients waiting for hip replacement. In eight studies with 457 patients waiting for knee replacement, there was a non-significant trend for benefit (average SMD 0.19, 95% CI –0.04 to 0.42). In three education-based interventions with 261 patients, physical function was better in intervention patients (average SMD 0.33, 95% CI 0.09 to 0.58). Similarly, in 12 exercise-based interventions with 494 patients, interventions showed benefit (average SMD 0.26, 95% CI 0.08 to 0.44).

FIGURE 38. Pre-surgical physical function outcome in studies targeting optimisation of pre-surgical health.

FIGURE 38

Pre-surgical physical function outcome in studies targeting optimisation of pre-surgical health. df, degrees of freedom; IV, inverse variance. SF-36 physical function: Bitterli and colleagues. WOMAC function: Ferrara and colleagues, Gilbey and colleagues, (more...)

No heterogeneity was apparent. In four multifactorial interventions with 271 patients there was a trend for benefit (SMD 0.32, 95% CI –0.03 to 0.66). Considering studies separately in patients waiting for hip and knee replacement there was no suggestion that particular types of interventions were more effective.

In a sensitivity analysis with 10 interventions of good or reasonable quality with 610 patients, benefit was still apparent (SMD 0.21, 95% CI 0.04 to 0.38). Numbers in groups were small but benefit was mainly in patients waiting for hip replacement.

To evaluate physiotherapy content we analysed studies by intervention intensity (frequency and duration) and specific components. Higher intensity interventions showed benefit in seven studies with 308 patients waiting for hip replacement (SMD 0.39, 95% CI 0.16 to 0.62), and a trend for benefit in nine studies with 457 knee arthroplasty patients (SMD 0.19, 95% CI –0.04 to 0.42). However, numbers of studies with medium or low intensity exercise content were small.

In patients waiting for THR, five interventions focusing on strengthening showed benefit (SMD 0.36, 95% CI 0.09 to 0.62), as did three studies with cardiovascular exercise (SMD 0.48, 95% CI 0.03 to 0.93). Numbers of studies including other components targeting stretching, gait re-education, ROM, balance, endurance, flexibility, proprioception, pool-based exercises and functional exercises were too low to draw conclusions on content. There was no evidence to suggest that any interventions had an adverse effect on physical function.

In patients waiting for knee replacement, nine physiotherapy exercise interventions had a strengthening component. As shown in Table 76, there was a non-significant trend for benefit in improved physical function for interventions with a strengthening component compared with controls (SMD 0.19, 95% CI –0.04 to 0.42). As with studies in hip replacement, there were too few studies to draw conclusions on other exercise content.

Pain

Pain measured before surgery was reported for 25 interventions, with data suitable for meta-analysis in 21 interventions with 1375 patients. Interventions were associated with reduced pain (SMD 0.21, 95% CI 0.10 to 0.33), but this was limited to patients waiting for hip replacement (SMD 0.47, 95% CI 0.28 to 0.67). There was only slight heterogeneity and the funnel plot did not suggest publication bias (data not shown).

In 16 studies judged to be of good or reasonable methodological quality comprising 1141 patients,487,488,493495,497,503,509511,514,515,517,521,524,527 there was benefit for interventions (SMD 0.24, 95% CI 0.09 to 0.38), but this was statistically significant only in hip patients.

In 13 studies with 597 patients,488,494,497,502,503,509,511,514,515,519,524,525 exercise-based interventions showed benefit, SMD 0.23 (95% CI 0.07 to 0.39). In three education-based interventions495,501,527 and five multifactorial interventions,487,493,510,517,521 there were trends for benefit, with SMDs of 0.20 (95% CI –0.03 to 0.44) and 0.27 (95% CI –0.04 to 0.58). Numbers in some groups were small but all types of programme content showed benefit for patients waiting for THR.

Anxiety

Anxiety was reported pre-operatively for eight interventions, using the State–Trait Anxiety Inventory (STAI) in six studies,489,495,526,528,529 and HADS525 and Arthritis Impact Measure Score (AIMS) anxiety487 in one each. In eight studies487,489,495,525,526,528,529 with 660 patients, interventions were associated with lower anxiety with SMD 0.38 (95% CI 0.11 to 0.65). However, in quality assessment, five studies were classified as having risk of bias.489,495,525,526,529

Preparation for recovery in hospital

In 27 studies (26 articles), a specific focus of the intervention was preparing patients for their hospital stay, including what to expect before, during and after surgery.489492,495,496,498,499,501,504508,510,516518,522,526,528533 We identified 14 interventions in patients waiting for hip replacement,489492,495,496,498,499,501,504508 six interventions in patients waiting for knee replacement510,516518,522 and seven intervention in patients waiting for either hip or knee replacement.526,528533 Nineteen interventions489,490,492,495,498,499,501,505,508,516,518,522,526,529533 were primarily education based and eight were multifactorial with education and exercise content.491,496,504,506,507,510,517,528

Post-surgical anxiety

Eight interventions reported anxiety outcomes within a month of surgery.489,490,492,495,506,522,529,530 Five studies with 381 patients presented data suitable for the meta-analysis in Table 76 and Figure 39.489,492,495,506,529 Four studies recorded anxiety using the STAI questionnaire during the hospital stay or the change from baseline and included either hip or hip and knee patients analysed together.489,492,495,529 In a random-effects model, the MD was 2.97 (95% CI 0.64 to 5.30) in favour of reduced anxiety in the intervention group. One study reported sense of uncertainty on discharge using a VAS scale.506 Inclusion of this in the meta-analysis and excluding one study with change scores gave an average SMD of 4.15 (95% CI 1.46 to 6.84).

FIGURE 39. Post-surgical anxiety outcome in studies targeting preparation for recovery in hospital (MD).

FIGURE 39

Post-surgical anxiety outcome in studies targeting preparation for recovery in hospital (MD). df, degrees of freedom; IV, inverse variance. STAI: Butler and colleagues, Doering and colleagues (from McDonald and colleagues), Cuñádo Barrio (more...)

There was no evidence of heterogeneity and exclusion of one study with differing losses to follow-up between randomised groups did not affect the outcome.529

Post-surgical pain

Fifteen interventions reported a pain outcome up to 1 month after surgery. For meta-analysis, we included the latest data at a fixed time point up to 1 month after surgery. If not available, we used data collected at discharge but such data may be affected by time in hospital. When possible, we used pain at movement in preference to pain at rest. Using these criteria, 12 interventions with 842 patients were included in the meta-analysis. Up to 1 month after surgery, pain was non-significantly lower in intervention groups than in controls (SMD 0.18, 95% CI –0.01 to 0.38). Similar trends were noted in hip and knee patients separately. There was no evidence of publication bias from inspection of the funnel plot but some heterogeneity was evident in trials including knee replacement patients (data not shown).

Results and heterogeneity were similar after exclusion of studies with possible bias owing to differences in patient characteristics, group follow-up rates or inclusion of data collected at discharge.

Length of hospital stay

Length of hospital stay was reported after 19 interventions with 997 patients. There was no statistically significant benefit for interventions (MD –0.16 days, 95% CI –0.78 to 0.45 days) reflecting a trend for lower length of hospital stay in intervention groups. The corresponding funnel plot did not suggest presence of publication bias. Heterogeneity (I2 = 67%) was not explained by one study with different follow-up rates in randomised groups. Although benefit for reduced length of stay was noted in knee replacement patients, this was based on two studies510,517 and was not supported by studies including both hip and knee patients.528,529,531

Mobilisation after surgery

In six studies with 471 patients, time to mobilisation was reported.495,496,506,507,528,529 Studies included only hip or hip and knee patients. Measures of mobilisation were time to walking in five studies495,496,506,528,529 and time to standing in one study.507 In meta-analysis, time to mobilisation was shorter in the intervention groups (MD –0.17 days, 95% CI –0.30 to –0.04 days) and this was little changed if only time to walking was considered. Overall, there was no heterogeneity among studies.

Improving long-term outcomes

Nine pre-surgical interventions explicitly targeted improvement in long-term outcome after hip replacement487,488,493,496,501503,506 and nine after knee replacement.503,510,513515,519,524,525 The focus of the intervention was exercise in 12 interventions, education in one intervention and multifactorial in five interventions.

Long-term physical function

All but three studies reported a functional outcome at 3 months or longer after surgery.502,515,524 As shown in the meta-analysis in Table 76 and Figure 40, including 15 studies with 577 patients, there was no overall long-term benefit in intervention compared with control groups (SMD 0.08, 95% CI –0.09 to 0.26). Only moderate heterogeneity was apparent and there was no suggestion of publication bias.

FIGURE 40. Physical function in studies targeting improvement of long-term outcomes.

FIGURE 40

Physical function in studies targeting improvement of long-term outcomes. df, degrees of freedom; ILAS, Iowa Level of Assistance Scale; IV, inverse variance. WOMAC function: Ferrara and colleagues, McGregor and colleagues (supplied by author), Rooks and (more...)

Long-term pain

As shown in Table 76, there was no benefit for reduced long-term pain after interventions in 10 studies with 414 patients (SMD 0.03, 95% CI –0.16 to 0.23). In addition, there was no heterogeneity among the studies.

Discussion

Before joint replacement, many interventions have been evaluated that aim to improve pre-surgical physical health, preparation for surgery and recovery, and achievement of good long-term outcomes. Studies were generally small and a minority reported long-term follow-up.

Evidence from studies considered to be of reasonable or good quality suggests that, in patients waiting for hip replacement, physical function can be enhanced and pain reduced before surgery. For patients with knee replacement, trends were apparent but were not statistically significant. There was some suggestion that interventions led to reduced anxiety before surgery but this was more convincing in patients followed up shortly after surgery in better-quality studies. Patients receiving interventions mobilised quicker after surgery but length of hospital stay did not differ significantly. For patients followed up after surgery, there was little to suggest that interventions had long-term benefit.

Interpretation of the effect size when using SMDs as the outcome can be difficult. Cohen interpreted effect sizes as ‘small’ (0.10), ‘medium’ (0.25) and ‘large’ (0.40).535 Thus, interventions in patients waiting for hip replacement can be considered to show a medium to large effect on pre-surgical physical function and pain, depending on the study quality. The effect of interventions in hip and knee patients on reducing post-surgical anxiety was medium to large. Mobilisation was brought forward by about 4 hours in intervention groups, a potentially large effect in the context of recent studies with mean times to mobilisation of 48–72 hours.

The small number of interventions and the size of trials limited the analysis of long-term outcomes and there was little to suggest benefit. Differences in outcomes at long-term follow-up, particularly in small, underpowered studies, are likely to be overwhelmed by changes in physical function and pain that occur after hip or knee arthroplasty in the majority of patients.18,48

Exercise provides the main focus of interventions aiming to improve pre-surgical physical function. However, the importance of specific exercise content was unclear. This may reflect the aims of pre-surgical physiotherapy exercise focusing on the maintenance of functional ability and prevention of decline, rather than post-surgical rehabilitation, which is substantially based on adjustment to physical changes associated with the prosthesis.

Conclusion

In randomised evaluations of pre-surgical exercise and education identified in our systematic review, there was a suggestion that physical function can be enhanced and pain reduced before surgery in patients waiting for hip replacement. Studies on patients with knee replacement did not provide strong evidence of benefit. Interventions were associated with reduced anxiety during the hospital admission and quicker mobilisation. The value of specific exercise content was unclear, which may reflect the aims of pre-surgical exercise to maintain functional ability and prevent decline whereas post-surgical rehabilitation is substantially based on adjustment to physical changes associated with the prosthesis.

Copyright © Queen’s Printer and Controller of HMSO 2016. This work was produced by Blom et al. under the terms of a commissioning contract issued by the Secretary of State for Health. This issue may be freely reproduced for the purposes of private research and study and extracts (or indeed, the full report) may be included in professional journals provided that suitable acknowledgement is made and the reproduction is not associated with any form of advertising. Applications for commercial reproduction should be addressed to: NIHR Journals Library, National Institute for Health Research, Evaluation, Trials and Studies Coordinating Centre, Alpha House, University of Southampton Science Park, Southampton SO16 7NS, UK.

Included under terms of UK Non-commercial Government License.

Bookshelf ID: NBK379630

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