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Challis D, Tucker S, Wilberforce M, et al. National trends and local delivery in old age mental health services: towards an evidence base. A mixed-methodology study of the balance of care approach, community mental health teams and specialist mental health outreach to care homes. Southampton (UK): NIHR Journals Library; 2014 Sep. (Programme Grants for Applied Research, No. 2.4.)
National trends and local delivery in old age mental health services: towards an evidence base. A mixed-methodology study of the balance of care approach, community mental health teams and specialist mental health outreach to care homes.
Show detailsAbstract
Background
Community mental health teams for older people have been described as the ‘cornerstone’ of mental health care for older people, yet little is known about how such teams operate or the efficacy of different ways of working.
Objectives
Objective 1: to synthesise existing descriptions of team structures and processes. Objective 2: to review whether these team features are shown to influence service user outcomes.
Method
A systematic literature review adopting a bibliographic database search (EMBASE, MEDLINE, PsycINFO, Web of Science) restricted to UK materials published since 1998 for objective 1, and peer-reviewed papers from any jurisdiction since 1989 for objective 2.
Results
Forty-four references met the inclusion criteria for objective 1, and seven for objective 2. All but one reference related to UK teams. Only a minority of teams included the full recommended range of professional disciplines, although there was evidence of improvement over time. Initial assessments were normally undertaken at home by an old age psychiatrist, with multidisciplinary assessment rate. No evidence was found to support many of the recommended core attributes, including the multidisciplinary composition of team membership; flexible professional roles that blur generic and specialist duties; and multiprofessional assessment at home. Limited evidence supported open referral systems, the use of shared standardised assessment documentation and the conduct of initial assessments by other (non-consultant) qualified staff. The most rigorous studies were, however, conducted in a narrow range of ‘exemplar’ CMHTsOP.
Conclusions
Although some evidence gaps can be filled from related fields (e.g. working-age adult services) further research is required that moves beyond description to evaluation of the impact of team design on service user outcomes.
Background: history of the development of community mental health teams for older people
Community mental health teams for older people emerged in an ad hoc manner during the 1980s, as part of old age psychiatry services which had evolved following the rundown of mental hospitals from the 1960s.177,178 A key issue for psychiatrists was to widen access to specialist mental health provision for older people alongside the need to utilise their own profession effectively. The former was supported by open referral systems and the latter by enabling other professions to conduct initial assessments. These features remain at the heart of CMHTsOP, while debate continues about the nature and extent of integrated services that will produce the most effective outcomes.
Although widespread by the mid-1990s43,73,179,180 it was not until 2000 that CMHTsOP were recognised in national policy as central to the delivery of specialist mental health services for older people.31,46 The following decade cemented this position, emphasised in a range of reports/policy documents.11,47,48,50,57,163,181 The policy context was also shifting, becoming both more prescriptive [e.g. National Service Frameworks (NSFs) were established with the explicit aim of reducing variations in care31] and dominated by the wider health and social services integration agenda.182 In contrast to the 1980s and 1990s, when CMHTsOP development appeared highly idiosyncratic, driven largely by local practitioners, managers and other personnel within individual services, the early 2000s saw a shift to a more top-down approach, with CMHTsOP increasingly expected to conform to a set of externally derived ‘best practice’ guidelines. Although these guidelines were fairly broad, designed to accommodate existing variations in organisation and function, they identified key characteristics that an effective CMHTOP should encompass, many mirroring those of the early CMHTsOP set up in south-east London. These included multidisciplinary teams (MDTs);31,181 operating a single point of access (SPA)183 with open referral systems.31 All professional disciplines within the team were expected to conduct initial assessments (jointly if appropriate) at the patient’s home, using standardised documentation stored in a single case file11,31,181 while consultant old age psychiatrists were to become fully integrated team members.184
Aims of the review
It has been suggested that much of this guidance is predicated on ‘good practice, not good evidence’ (p. 116).183 A systematic literature review was consequently undertaken to explore these issues.185 Its aims were to identify the variety of team structures and processes in existence (objective 1), and to evaluate the evidence of the impact of the range of approaches found on service user and staff outcomes (objective 2).
Review methods
Four electronic databases (EMBASE, MEDLINE, PsycINFO and Web of Science) were searched in October 2008 for relevant English-language articles, using search terms which described the service (e.g. ‘geriatric psychiatry’, ‘mental health team’, ‘community mental health’), the user group (e.g. ‘old*’, ‘aged’, ‘elder*’) or team characteristics and processes (e.g. ‘professional relation*’, ‘multidisciplin*’, ‘interprofession*’, ‘interdisciplin*’). An example of the search strategy can be found in Appendix 17. Hand-searches were undertaken of the bibliographies and reference lists of all included literature; of the three journals most frequently cited in the initial searches; and of generic search engines and individual organisation websites to identify grey literature. The authors also consulted recognised experts to identify additional studies.
Inclusion criteria
Inclusion criteria are detailed in Box 11. Only empirical studies were included. Objective 1 references were restricted to the UK. For objective 2, literature had to measure at least one service user, staff or process outcome, and compare different CMHTOP approaches. The last of these criteria excluded studies which compared the work of CMHTsOP with other service models (e.g. single-discipline nurse interventions).
Two reviewers undertook the data extraction process using a standardised electronic form. The first 10 were completed together to ensure reliability. Data were extracted on team attributes indicative of structures and processes and, where available, outcomes and relevant findings (see Appendix 18). A full list of data items can be found in Appendix 19. Studies were subjected to a three-stage screening process (Figure 10). Retained references were read in full by one of two reviewers with the final decision on inclusion being made via discussion between them. The main reasons for excluding references can be found in Appendix 20. The extent to which publications provided detailed and relevant information about how teams were organised, as well as evaluations of their effectiveness, were captured in a bespoke centrality tool (see Appendices 21 and 22). An existing quality appraisal tool,186 covering sampling, measurement, analysis and the interpretation of results, was used to assess the quality of studies addressing objective 2 (see Appendix 23).
The review follows a narrative synthesis style84,187 with findings divided into key areas of the research questions relating to structure, process and outcomes, as well as service user characteristics. Data from individual teams identified within the studies were compared to explore characteristics across teams. Where possible, results were compared with national level data reported in other studies. Consideration was given to the heterogeneous nature of the literature in assessing possible bias when synthesising results.
Results
Details of included and excluded literature
Forty-five studies were included in the review: just over 1% of those initially identified. Most references were excluded from objective 1 because they were not UK based and from objective 2 because they did not relate to older people or did not contain comparisons to determine the impact of a CMHTOP process on user outcomes.
Included studies were heterogeneous in relation to both publication type and the nature of what was reported with a shift visible in the latter over time. Pre-2000 publications, for example, were predominantly reports of local teams with a focus on their aims, philosophy and key features. In comparison, almost half (10 of 24) of post-2000 publications were large-scale surveys or audits which documented and compared the range and variation of provision across the country, implicitly or explicitly determining overall progress towards pre-determined indicators of good practice. Over 75% of studies had a local focus, covering 57 teams. Ten publications25,188–196 related to just three of these teams which can be regarded as ‘exemplars’: early well-resourced teams, established by research active consultants, wanting to test new service delivery approaches. Local studies offered a level of detail not available in the broader national/regional literature. Depth and breadth of reporting overall was highly variable whereas data were geographically skewed towards London. A description of the studies included in objective 1 alone can be found in Table 37; those included in both objective 1 and objective 2 in Table 38; and the study only included in objective 2 in Table 39.
Findings/descriptive synthesis
Team membership was available from 30 studies. Less than one-third (n = 13) of teams described contained staff from each of the five disciplines commonly recommended, although there was some evidence this was increasing over time.47,48,73,209,210 The nature of the work of core team members was considered by 11 publications, in particular, how profession-specific or blurred these roles were. A range of practices were reported, ranging from strict adherence to discrete professional roles to far greater flexibility in the range of responsibilities across team members. Role blurring was particularly indicated where assessment and care planning was open to community psychiatric nurses (CPNs), occupational therapists (OTs) and social services personnel, and where health professionals could commission social care services.
Ten papers reported on team management, with the most common arrangements being (a) one overall manager, accountable for all core team members, irrespective of discipline;48 (b) two team managers; one for health staff and one for social care staff;179,219 and (c) those without a formal team manager217 (cited only in the pre-2000 literature). Three national surveys suggested an increase in joint management arrangements (type a) over time, from just under one-third to 47%.50,163,179 The changing role of consultants within teams is considered by 11 studies.19,46–48,180,190,202–204,209,210 They suggested a shift from leadership to membership over time, ranging from 40% at the turn of the century to 93% more recently46,47,73 reflecting policy guidance.11
Consultant engagement with teams through support and supervision and involvement in team meetings was a second aspect of their role considered in the literature which indicated a variety of input, although attendance at multidisciplinary meetings was found to be the norm. Finally, the question of whether some of the work traditionally undertaken by consultants could be competently done by others was considered by a number of articles, particularly those reporting on teams in Lewisham and Cambridge.48,188,203,204,209 This related particularly to initial assessments, one of the few aspects to have been evaluated, and, as such, is considered further in the next section.
Other aspects of assessment were its setting, with general agreement that domiciliary assessments were vital to gathering accurate information on people’s needs;19,46,47,179,189,190,199,217 and the extent of multidisciplinary involvement.19,46,47,179,208,218 National reports suggested that such practice occurred in only a minority of teams, varied greatly, and most frequently involved doctors and nurses only.46,47,179 It was harder to draw conclusions from local team data which did not always provide such information. Only two local studies reported that initial assessments were conducted by two or more professionals,208,218 in one case a social worker and a nurse.208
A range of practices in referral and access arrangements were identified. Although the majority described open referral systems, half represented exemplar teams, whereas the most recent publication,205 claimed that most UK CMHTsOP only accepted referrals from doctors. Evidence on how teams were accessed, in particular the prevalence of a SPA, proved inconclusive.19,179,197,211 Reference to the importance of sharing information was common in the literature. However, reports of the type of record system used, and whether or not shared, were rare and only present in the post 2000 literature.46,47,50,73,197,199 Electronic systems were the exception.73 Nowhere were information systems fully compatible between health and social care agencies. A recent study found that social workers within CMHTs often had to enter data twice.50
Core staff location was reported by seven papers43,47,197,211,216,217,219 with a minority reporting colocation of all core members. Joint funding was reported in seven papers; either in the form of pooled budgets for individual care packages, or whether or not health and social care staff had easy access to each others’ services.46,48,50,163,210,216,217 Pooled budgets were rare in 200046 whereas ‘some’ instances were reported by 2009.46
Evidence of effectiveness
Seven papers43,47,197,211,216,217,219 reported outcome data that compared different CMHTOP approaches. All were local studies, four188,190–192 referring to exemplar teams. Three examined referral/access arrangements, three others considered assessment or immediate post-assessment issues, and one focused on longer term support. Measures were largely process related, for example the number, appropriateness and timeliness of referrals or the content and accuracy of assessments, diagnoses and post-assessment decisions. Only one study considered outcomes from the perspective of the service user,179 measuring QoL following intensive care management. None considered consequences for staff.
Three papers described work aiming to widen access for new referrals to CMHTsOP.191,205,221 Two191,205 were set in the UK. The third represented the only study outside the UK in this review.221 The earliest191 assessed whether or not open-access systems improved the accessibility of the team to people who might not otherwise have been referred to them without leading to inappropriate referrals. It concluded that such concerns were not realised and that had there only been a traditional referral route available, many people would have faced delays and some may not have been referred at all. It did not, however, consider how operating the two systems simultaneously might change how they worked. The second paper considered the characteristics of social services referrals to a CMHTOP 1 year after the introduction of an ‘open’ referral system as well as the total number of referrals with those of the previous year. They found that 90% of referrals from social workers (n = 36) had a mental illness, demonstrating that social services referred appropriately. No increase in the overall number of referrals following the introduction of the new system was found.205 The non-UK study compared the numbers and characteristics of new referrals, following the introduction of a triage system; finding this led to a large increase in referrals although only a minority appeared to need specialist mental health input. These articles provide conflicting evidence on whether systems introduced to widen access result in more inappropriate referrals.
In relation to assessment, one article evaluated the introduction of a new structured tool, comparing the quality of recording and communication with GPs before and after its introduction. Significant improvements were reported in the collection of medical and social history, and documentation of clinical information from GPs. Two other papers were closely linked, relating to the same service (Lewisham) and the same sample of service users. The first compared the psychiatric diagnoses of 100 service users made by MDT members against an assessment and diagnosis undertaken by research psychiatrists, revealing a high degree of diagnostic accuracy by CMHT members and a very high level of agreement between the team and research psychiatrist assessments.190 Length of community experience was more significant than the profession of the assessor. The second considered post-assessment decision-making and reported a high degree of agreement in relation to antidepressant use; satisfactory agreement regarding the use of neuroleptic drugs; but less agreement with regard to psychological interventions.188 The authors concluded that this did not suggest that assessments by non-doctors resulted in either ‘substantial under-use or inappropriate use of psychiatric interventions’ (p. 80). A possible weakness of these two studies, acknowledged by the authors, was that where psychiatric assessment and diagnosis was conducted by a non-clinician, recognised medical classifications could not be used. Non-medical staff used broad classifications which were not comparable with other studies of diagnoses, limiting the comparability of these data. Use of research psychiatrists as proxies for real decision makers, also potentially limited generalisability.188,190
One paper evaluated the impact of intensive care management (involving a designated case manager with a flexible budget) for older people with dementia and their carers in comparison with those provided with ‘usual’ support from the CMHT.192 Findings after 2 years revealed that, at an increased cost to social care budgets, just over half of those receiving the intensive service remained at home compared with 35% of the control group.
Table 40 summarises the studies on team attributes and evidence of their effectiveness, listing potential design features of a CMHTOP.
Discussion
This review faced challenges, born from its broad scope and the nature of the literature, requiring a degree of methodological compromise. First and foremost was the breadth of potentially relevant literature relating to the first objective. To manage the volume, and to ensure a focus on those with the highest quality, this review included only publications from peer-reviewed journals, or national reports or studies. It is, however, possible that the review inadvertently excluded high-quality local reports that were not subject to peer review. For objective 1, the review included only UK studies. Studies from outside the UK were sought for objective 2 though only one relevant study was found. Perhaps the search might have captured more had it included more equivalent non-UK care system terms. The initial search did, however, find a large number of non-UK papers, all of which, except for the single included study, were excluded on similar grounds to the domestic literature, validating the strategy used. The review did not appraise evidence comparing the effectiveness of CMHTsOP against alternative forms of care (for which there are many more relevant studies), but the relative merits of different aspects of CMHTs’ operation. This evidence base was very limited.
The results must be considered in relation to whether or not the sample as a whole was sufficiently comprehensive to adequately capture variations across time and place (range and spread), and the relevance of each individual study to the review questions. The literature varied on a number of dimensions adding breadth and richness to the data set, but resulting in a number of limitations. First, little national evidence was found relating to the early period of CMHT development, while the local studies comprised only a small proportion of UK teams. Second, many of the local data came from ‘exemplar’ rather than typical teams. The authors of these studies acknowledged that their findings should be taken in the context of two mature and well managed teams. Third, there was a lack of transparency about study site selection in some national studies; and, fourth, despite the multidisciplinary nature of CMHTs, it was the consultants’ perspectives which were most commonly sought in the postal surveys. Finally, the relevance of each individual publication to the review questions varied. Although a solid core (55.5%) was highly relevant to the review, almost half of the publications were of more limited value (see Appendices 21 and 22). For the small number of papers that included evaluations of different CMHT practices, limitations were also evident. Five papers contained enough information about the study methods to be able to evaluate their quality. These studies scored highly overall (see Appendix 23), with weaknesses mainly recognised by the authors. In only one was there potential selection bias which the authors had not considered.193
Integration was one of the driving forces behind the development of CMHTsOP217 and was integral to this review, relating to many specific issues. There is broad agreement across the policy and professional literature on those key attributes which an integrated CMHTOP should possess – highlighted in Table 40. Studies emphasised different aspects of this list with none including every item. The disparate nature of the literature impaired comparisons across studies, hampering the ability to assess the extent and level of integration achieved by CMHTsOP. Overall, the findings suggested that progress towards integration had been uneven. There was also a lack of consensus whether some of these attributes represented the most effective way of delivering a service. The opening of initial assessments to a range of professionals, and of referrals from a range of agencies, were particularly contested. However, the use of standard common approaches to assessment appeared to have increased. Related to this is the issue of professional roles and how to make the best use of different expertise within the MDT. Most commentators advocate a flexible approach to multidisciplinary working, warning against team members either sticking too rigidly to their traditional professional roles, or roles becoming too blurred, with a subsequent loss of professional skill and expertise. In general, the literature provided few examples of exactly how teams implement this in practice, and little consideration of interdisciplinary conflict. The literature on roles focused on two related themes: the role of the consultant within the team; and whether non-medical members should carry out initial assessments. Consultants have adopted a range of positions in relation to CMHTsOP, from external advisor through attachment, full membership and team leadership. Over time, however, there appears to have been a broad shift from leadership to membership43,46,210 coinciding, perhaps, with the advent of formal team managers. This raises the issue of clinical responsibility: the degree to which teams should work under the clinical guidance of medical staff or operate semi-independently; and whether or not it is necessary for all service users to be seen by a doctor. Again, no evaluations have been carried out and the Department of Health (DH) and Care Services Improvement Partnership11 guidelines did not address the issue. Government guidance has, however, stated clearly that any team member should be able to carry out an initial assessment on behalf of the team – a practice which the descriptive literature suggests was already widespread by this point, although only one evaluation of its impact was found.190
Conclusions
This review addressed two important questions: first, how the organisation, structures and processes of CMHTsOP in the UK vary; and second, how these variations affect the outcomes of service users, staff and services. Overall, although a number of studies provided data to illuminate the first issue, detail and coverage was uneven, both chronologically and geographically. Evidence of the impact of various approaches was also limited. Although a solid evidence base might be expected for recent guidance, the review demonstrates just how little evidence exists. Research is needed not only on how teams currently operate and vary, but also on the impact of these variations on users, staff and services.
- Community mental health teams for older people: a systematic review of the liter...Community mental health teams for older people: a systematic review of the literature - National trends and local delivery in old age mental health services: towards an evidence base. A mixed-methodology study of the balance of care approach, community mental health teams and specialist mental health outreach to care homes
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