U.S. flag

An official website of the United States government

NCBI Bookshelf. A service of the National Library of Medicine, National Institutes of Health.

Practical Approach to Lung Health: Manual on Initiating PAL Implementation. Geneva: World Health Organization; 2008.

Cover of Practical Approach to Lung Health

Practical Approach to Lung Health: Manual on Initiating PAL Implementation.

Show details

2Estimating the burden of respiratory diseases

The growing problem of respiratory diseases

Respiratory diseases are among the most common acute and chronic diseases worldwide. They occur in all societies, regardless of their level of development, and are frequent among all age groups and sectors of the population. The overall incidence has increased in recent decades due to a rapid increase in risk factors such as:

population growth and urbanization (more frequent close interpersonal contacts favour transmission of respiratory infections);

economic growth and industrialization in some regions, which increase the levels of atmospheric air pollution;

deterioration of the socioeconomic situation in many developing countries with a concomitant reduction in funding for health services;

high levels of indoor air pollution affecting large proportions of the population living in rural and periurban areas of the world;

increasing prevalence of tobacco smoking in developing countries;

the HIV epidemic, with the attendant respiratory conditions that are the most frequent manifestations of AIDS.

Upper and lower ARIs, including pneumonia, are frequent at all ages but are particularly devastating in young children. Tuberculosis, asthma, COPD and lung cancer are the leading causes of respiratory morbidity and mortality among adults. The prevalence of COPD is increasing in adults of 40 years and over in developing countries. Pneumonia and TB are frequent in young adults in low- and middle-income countries, whereas pneumonia and lung cancer are important in people aged 50 years and over in high-income countries. The prevalence of asthma has been increasing in children and adults in industrialized countries and in large urban areas of developing countries over the past three decades.

Mortality

Table 2.1 shows the 2002 estimated mortality rates from all causes and from respiratory diseases, for all ages, in five groups of countries, classified by mortality strata (various combinations of child and adult mortality levels). The global mortality rate, all causes, is 9.2 per 1000, with a range from 6.8 (Group B) to 16.6 (Group E). Mortality from respiratory diseases, excluding those associated with HIV infection, is within a narrow range from 127.6 to 143.5 per 100 000 in countries of Groups A, B and C. The rate in Group D is much higher – 239.2 per 100 000 – and Group E has the highest rate, at 296.7 per 100 000. The global proportional mortality from respiratory diseases is 20.0%. This proportion is 16.5% in the high-income countries that constitute Group A and only 8.1% in Group C. In the other three groups, the proportion is between 18% and 23%.

Table 2.1. Mortality, all ages, from respiratory diseases by mortality stratum: estimates for 2002.

Table 2.1

Mortality, all ages, from respiratory diseases by mortality stratum: estimates for 2002.

The overall rates shown in Table 2.1 hide great variations in the risk of dying from respiratory diseases according to age and sex within each mortality stratum. The specific rates by age and sex are presented in Table 2.2. In general, the rates in males are higher than those in females in most of the age groups; the largest differences are observed in Group C, particularly in adults aged 15 years and over, where the rates are approximately 5 times higher in men than in women. This is due to a large difference in the mortality from TB, pneumonia, lung cancer and COPD between the two sexes. The rates in females are higher than those in males in children and adolescents of Group B. In all groups, the highest rates occur in people of 60 years and older and the lowest rates are found in school-age children. In Groups D and E, the rates in children aged 0–4 years are much higher than in adults aged 15–59 years as a result of the high death rates from childhood pneumonia in low-income countries. Mortality from respiratory diseases is more than 200 times higher in children of Group E than in children of Group A. By contrast, the corresponding rate in persons aged 60 years and over in Group E is only 1.7 times higher than in Group A.

Table 2.2. Death rates per 100 000 from respiratory diseases by age, sex and mortality stratum: estimates for 2002.

Table 2.2

Death rates per 100 000 from respiratory diseases by age, sex and mortality stratum: estimates for 2002.

A significant difference can be observed in the relative burden of mortality from communicable and noncommunicable respiratory diseases (Table 2.3). The rates of deaths from communicable diseases are increasing from about 40 per 100 000 persons in Groups A and C and almost 50 in Group B, to 182.6 in Group D and 256.9 in Group E. By contrast, the trend in death rates from noncommunicable diseases follows the reverse direction, going down from 102.8 per 100 000 persons in Group A to 39.7 in Group E. Deaths from communicable respiratory diseases account for 27.6% of all respiratory deaths in Group A but for 86.6% in Group E, because TB in adults, measles in children and pneumonia in all age groups are frequent causes of death in persons both with and without HIV infection.

Table 2.3. Death rates per 100 000 from communicable and noncommunicable respiratory diseases, by age and mortality stratum: estimates for 2002.

Table 2.3

Death rates per 100 000 from communicable and noncommunicable respiratory diseases, by age and mortality stratum: estimates for 2002.

Table 2.4 presents the main respiratory diseases that are causes of death, by age group and mortality stratum. For children aged 0–4 years, acute lower respiratory infections (ALRI) – mostly pneumonia, but also some bronchiolitis and acute obstructive laryngitis – are the most frequent causes in all mortality strata, although there is a broad variation in the rates from 2.5 per 100 000 in Group A to 633.9 in Group E. Measles is the second cause of respiratory deaths in children aged 0–4 and 5–14 years in Groups B, D and E. In the 15–59 age group, the first cause of death in high-income countries, all included in Group A, is lung cancer, whereas TB is the first cause in the other four groups. In the 60 years and over age group, cancer is the first cause of death for Groups A and C, COPD for Group B and ALRI (mostly pneumonia) for Groups D and E. Pneumonia and COPD are among the three top killer respiratory diseases in all five over-60 age groups; TB is also included in groups B, D and E.

Table 2.4. Main causes of mortality from respiratory diseases, by age group and mortality stratum, rates per 100 000: estimates for 2002.

Table 2.4

Main causes of mortality from respiratory diseases, by age group and mortality stratum, rates per 100 000: estimates for 2002.

In summary, the following features of mortality from respiratory diseases deserve highlighting:

  • Estimated global mortality among people of all ages from respiratory diseases in 2002, excluding those associated with HIV infection, was 183.0 per 100 000 population and represented 20% of all causes of death.
  • Mortality rates from respiratory diseases vary widely by region, age and sex. The highest rates for all age and both sexes occur in African countries with high prevalence of HIV infection (Group E in the classification of countries by mortality stratum).
  • In general, mortality rates from respiratory diseases in males are higher than in females due to a large difference in deaths from TB, pneumonia, lung cancer and COPD between the two sexes.
  • Mortality rates from respiratory diseases are lowest in the 5–14 year age group and highest in people aged 60 years and over, regardless of mortality strata.
  • Whereas about one-third of all deaths from respiratory causes are due to communicable respiratory diseases in mortality stratum Groups A, B and C, the proportion of deaths due to communicable respiratory diseases is 76.3 % in Group D and 86.6% in Group E.
  • ALRI, mostly pneumonia, is the most frequent respiratory cause of death in the 0–4 and 5–14 year age groups throughout the world. In adults aged 15–59 years, lung cancer is the leading cause of respiratory deaths in Group A, whereas TB is the most frequent cause in the other four groups. In people aged 60 years and over, lung cancer is the first cause of respiratory deaths in Groups A and C, COPD in Group B and ALRI in Groups D and E.

Morbidity

Acute respiratory infections

Acute respiratory infections are divided into two groups according to their anatomical location:

infections affecting the airways above the epiglottis, designated upper respiratory tract infections (AURI), which also include otitis media;

those affecting the airways below the epiglottis, called lower respiratory tract infections (ALRI), which include laryngitis, tracheitis, bronchitis, pneumonia and, in young children, bronchiolitis.

However, upper and lower parts of the respiratory tract are often affected simultaneously or consecutively during an acute episode, and there are also disseminated forms such as the influenza syndrome. The incidence of ARIs is seasonal almost everywhere, with the highest annual peak in either the cold or the rainy season.

AURI and acute bronchitis are very common in all populations, the incidence being similar in both low/middle- and high-income countries. On average a young child has 4–6 episodes and an adult 2–4 episodes of AURI a year, counting every episode, even the mildest ones. However, there is a striking difference in the incidence rates of community-acquired pneumonia depending on the country income level (Table 2.5).

Table 2.5. Estimated annual incidence of community-acquired pneumonia, by age, in low/middle- and high-income countries.

Table 2.5

Estimated annual incidence of community-acquired pneumonia, by age, in low/middle- and high-income countries.

Pneumonia rates are high in very young children and decline with increasing age until age 60 years. The lowest rates are usually observed in young adults: the estimated annual incidence among young adults is 0.6% in high-income countries and 1.0–2.0% in low/middle-income countries. In persons aged 60–74 years, the rates are 1.5% in high-income countries and 3.0–4.0% in low/middle-income countries. The highest rates in adults are observed in persons of 75 years and above. Pneumonia rates in adults can double during epidemics of influenza A. People who are HIV-seropositive have an ALRI incidence almost 10 times higher than who are HIV-seronegative, a risk of bacterial pneumonia 4–20-fold higher and a rate of invasive pneumococcal infection between 40- and 1000-fold higher.

Pulmonary tuberculosis

Pulmonary TB refers to disease affecting the lung parenchyma and is by far the most frequent type of TB. Pulmonary TB is classified as direct AFB smear microscopy positive or direct smear microscopy negative. Extrapulmonary TB tends to occur more frequently in HIV-infected than in non-HIV-infected persons, but pulmonary TB remains the most common type of TB in both groups worldwide. Smear-negative pulmonary TB is more common among HIV-positive patients than among HIV-negative TB cases. Among the extrapulmonary TB forms, pleural, laryngeal and bronchial TB are counted as respiratory TB locations.

In 2006, there were an estimated 9.2 million new cases of TB in the world, of which 4.1 million were smear-positive (Table 2.6). Eighty per cent of the cases are estimated to occur in 22 high-burden countries, which represent 63% of the world population.

Table 2.6. Estimated TB incidence, all forms and smear-positive pulmonary TB, 2006.

Table 2.6

Estimated TB incidence, all forms and smear-positive pulmonary TB, 2006.

Even though the DOTS strategy has been widely adopted at global level and substantial progress has been made in the implementation of effective TB control programmes in a growing number of countries worldwide, the burden of TB remains enormous. Co-infection with HIV is a major contributing factor in many countries, mainly those of sub-Saharan Africa; in 2006, for example, the estimated incidence rate in sub-Saharan Africa was 363 cases per 100 000 population. TB control has also been complicated by the emergence of multidrug-resistant TB, and to some extent extensively drug-resistant TB, in many countries, particularly those of the former Soviet Union.

After increasing at a rate of 1% per year until 2004, the incidence of TB became stable or declined in all the six WHO regions in 2005 and 2006. However, the total number of new TB cases continued to rise slowly.

Asthma

Asthma is a chronic, inflammatory disorder of the airways that causes recurrent episodes of wheezing, breathlessness, chest tightness and cough, particularly at night and in the early morning. The airflow limitation is variable and partially or totally reversible, either spontaneously or with treatment. The total number of patients suffering from asthma worldwide has been estimated at 300 million, most of whom live in low- and middle-income countries.

Asthma occurs at all ages in most countries, with higher prevalence rates in urban than in rural areas, in children than in adults, and in adult females than in adult males. Reports on asthma prevalence have shown huge variations within and between countries, even between high-income countries, as confirmed by surveys carried out using similar methodology and standard research protocols (Table 2.7). Some variations may be due to different interpretations of the definitions used, but the most important reasons for variation are not clearly established. They are probably linked to differences in exposure to environmental risk factors, either for the development of asthma or for exacerbations of this variable disease.

Table 2.7. Asthma prevalence in age groups 13–14 and 20–44 years in several regions of the world.

Table 2.7

Asthma prevalence in age groups 13–14 and 20–44 years in several regions of the world.

Since 1960, asthma prevalence has gradually risen in most high-income countries as well as in many low/middle-income countries. In several areas, there has been a 100% increase in the overall prevalence of asthma in children. Severe asthma is an emerging public health issue among the poorest people, especially minorities, living in degraded areas of big cities of both developed and developing countries. The increase is linked to changes in exposure to environmental factors that may exacerbate asthma:

at home, indoor pollutants such as second-hand tobacco smoke and smoke from the combustion of solid fuels, as well as allergens;

at the workplace, allergens and irritants;

outdoors, allergens and air pollution.

Asthma prevalence has increased in most developing countries , particularly in Africa and Latin America. The epidemic of asthma observed in low- and middle-income countries may continue in the future with increasing urbanization and adoption of western lifestyles, which are factors that have been associated with the increasing trends.

Chronic obstructive pulmonary disease

Chronic obstructive pulmonary disease, or COPD, is a nonspecific term developed to describe chronic lung disease characterized by airflow limitation that is not fully reversible. The airflow limitation is usually both progressive and associated with an abnormal inflammatory response of the lungs to noxious particles and gases. The pathological conditions that contribute to COPD are chronic bronchitis and emphysema.

Many previous definitions of COPD have emphasized the terms “emphysema” and “chronic bronchitis”; these are no longer included in the definition. Emphysema is a pathological term and describes only one of the several structural abnormalities present in patients with COPD. Chronic bronchitis, defined as the presence of cough and sputum production for at least 3 months in each of 2 consecutive years in a patient in whom other causes of chronic cough have been excluded, remains a useful clinical and epidemiological term. However, it may or may not be associated with airflow limitation, which is the essential characteristic of COPD.

By far the most important cause of COPD is tobacco smoking. Other important factors reported to be associated with the condition include indoor air pollution, occupational exposure to irritants, and childhood respiratory infections. Cigarette smoking continues to increase in all low- and middle-income countries and will substantially increase the global COPD prevalence, particularly among certain subpopulations in Asia, who are becoming early and heavy smokers. In addition, increasing life expectancy is likely to be followed by higher COPD prevalence. COPD is an important cause of restricted activity and chronic disability, with a consequent reduction in quality of life from adulthood to old age.

In some high-income countries, such as the United States of America, the prevalence of COPD has shown a progressive decline in men during the past decade but a progressive increase in women. Unfortunately, different survey methodologies and variable definitions for COPD make inter-country comparison of epidemiological data difficult. Available data are likely to underestimate the total COPD burden.

The estimated prevalence of COPD worldwide in 2001 was 1013 per 100 000 population – 1206 males and 810 females. These estimates include people of all ages and therefore underestimate the frequency of disease in adults, because COPD rarely occurs in young age groups. The highest prevalence (1675/100 000 population) was found in WHO's Western Pacific region, particularly because smoking is a very common habit in China (60% of the adult male population smoke). The lowest prevalence was in sub-Saharan Africa (179/100 000 population) probably because of Africa's young population (only 3.2% are over 65 years) and the low prevalence of smoking. Recently, WHO estimated that COPD affects 210 million people globally. The disease is currently the fourth leading cause of death globally and may become the third by 2030.

Lung cancer

Lung cancer was a relatively uncommon disease at the beginning of the twentieth century. Since then, its incidence in the world has been steadily growing, more rapidly after 1960 than before, in both developed and developing countries. Global incidence has been rising at 0.5% per year in recent years; a major contribution to this trend comes from eastern Europe and developing countries. Lung cancer is the most common cancer in males. There were 1.3 million new cases in 2000, of which 939 900 were in men (30.9 per 100 000) and 365 700 in women (11.9 per 100 000). The estimated incidence of lung cancer varies greatly with region and depends on age and population structure, prevalence of tobacco smoking and other risk factors, and opportunities for detection and treatment.

Table 2.8 presents the estimated age-standardized incidence rates of lung cancer by sex and mortality stratum by region. Incidence in males is highest in the countries of Europe and North America, ranging from 43.3 to 52.2 per 100 000 population. In females, the highest rate, 30.5 per 100 000, was estimated in North America. Lung cancer incidence is lowest in Africa.

Table 2.8. Global and regional age-standardized incidence rates of trachea/bronchus/lung cancer by sex and region: estimates for 2002.

Table 2.8

Global and regional age-standardized incidence rates of trachea/bronchus/lung cancer by sex and region: estimates for 2002.

Epidemiological studies have consistently shown that the majority of lung cancer patients have a history of cigarette smoking, and the highest mortality attributable to smoking corresponds to lung cancer. There are other risk factors, however, particularly exposure to asbestos. The falling incidence observed in developed countries in recent years seems to be related mostly to decreased cigarette smoking.

Respiratory diseases in outpatient services

The heavy epidemiological burden of respiratory diseases in the community is also reflected by the statistics of patients attending PHC facilities. Cough is one of the most common reasons for patients to seek care at first-level health facilities in both developed and developing countries. Sputum production and shortness of breath are frequently reported in these health settings.

Data on prevalence of respiratory conditions among patients seeking care at outpatient services were collected by WHO, using the same protocol, in 76 health units in nine developing countries in different world regions. The data were collected from at least three typical PHC facilities in each country for a period of 1–3 months during the rainy season or winter period.

Table 2.9 shows the data collected in Argentina, Guinea and Morocco on outpatients of all ages during the survey period. The prevalence of outpatients with respiratory symptoms varied from 46.6% to 74.4% in children under 5 years of age, and from 16.2% to 33.7% in patients aged 5 years and over.

Table 2.9. Distribution of outpatients with respiratory symptoms by sex and age in health facilities with medical staff in Argentina, Guinea and Morocco.

Table 2.9

Distribution of outpatients with respiratory symptoms by sex and age in health facilities with medical staff in Argentina, Guinea and Morocco.

The classification of outpatients of 5 years and over who had respiratory symptoms and attended first-level health facilities staffed with doctors is shown in Table 2.10.The data indicate that 80% of patients had an ARI, 50% of the upper respiratory tract and 30% of the lower respiratory tract. The prevalence of clinical pneumonia was 2.8%. Chronic conditions – chiefly asthma, chronic bronchitis and COPD – accounted for 20% of outpatient diagnoses. Tuberculosis was diagnosed in 1.4% of the outpatients with respiratory symptoms; 77% of the TB cases had bacteriological confirmation.

Table 2.10. Distribution of diagnoses in patients of ≥5 years with respiratory symptoms attending health facilities staffed with doctors in nine countries.

Table 2.10

Distribution of diagnoses in patients of ≥5 years with respiratory symptoms attending health facilities staffed with doctors in nine countries.

Treatment practices

Measurement of the burden of respiratory diseases should also include information on current treatment practices in the case-management of outpatients with respiratory symptoms.

Table 2.11 shows the medications prescribed by doctors at first-level health facilities to patients with respiratory symptoms in eight countries of the WHO survey. The average number of drugs prescribed per patient was 1.6 (range 1.1–2.4). Antibiotics were the most frequently prescribed medication: 66.5% of respiratory patients were prescribed antibiotics, and antibiotics represented 40.8% of all drugs prescribed for respiratory patients. Antipyretics were the second most frequently prescribed medication (36% of patients and 22.5% of prescribed drugs).

Table 2.11. Drugs prescribed for outpatients with respiratory symptoms by doctors at first-level facilities in eight developing countries.

Table 2.11

Drugs prescribed for outpatients with respiratory symptoms by doctors at first-level facilities in eight developing countries.

The distribution of antibiotic prescriptions per respiratory illness category in the WHO survey is presented in Table 2.12. The data indicate that antibiotics are over-prescribed, particularly for ARIs. On average, two-thirds of patients diagnosed with an upper or lower respiratory infection and one-third of those diagnosed with CRD received an antibiotic prescription.

Table 2.12. Number of patients with a respiratory illness, excluding TB, treated with antibiotics by doctors at first-level health facilities in six developing countries.

Table 2.12

Number of patients with a respiratory illness, excluding TB, treated with antibiotics by doctors at first-level health facilities in six developing countries.

Most of the frequent causes of outpatient attendance for ARIs are self-limiting and antibiotic prescriptions may have limited or no value in their evolution. Antibiotics are not indicated in CRDs unless there are signs of infectious exacerbation.

Copyright © World Health Organization 2008.

All rights reserved.

Bookshelf ID: NBK310631

Views

Recent Activity

Your browsing activity is empty.

Activity recording is turned off.

Turn recording back on

See more...